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First Trust SMID Cap Rising Dividend Achievers ETF
SDVY

87 hedge funds and large institutions have $291M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2021 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 36 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,200% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 3

500% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 6

300% more funds holding in top 10

Funds holding in top 10: 1 → 4 (+3)

117% more capital invested

Capital invested by funds: $134M → $291M (+$157M)

71% more funds holding

Funds holding: 51 → 87 (+36)

1.87% more ownership

Funds ownership: 64.39% → 66.25% (+1.9%)

Holders
87
Holders Change
+36
Holders Change %
+70.59%
% of All Funds
1.34%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.06%
New
39
Increased
36
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$35.3M
2
RJA
Raymond James & Associates
Florida
+$14.4M
3
CA
Crumly & Associates
Illinois
+$11.5M
4
Stifel Financial
Stifel Financial
Missouri
+$10.3M
5
PAG
Private Advisor Group
New Jersey
+$9.05M

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$719K
2
BCM
Breiter Capital Management
Florida
-$511K
3
CCG
Cypress Capital Group
Florida
-$220K
4
LNC
Lincoln National Corp
Pennsylvania
-$29.2K
5
EWM
Elite Wealth Management
Washington
-$18.6K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
51
Avior Wealth Management
Nebraska
$450K +$263K +8,850 +148%
WSC
52
Wellington Shields & Co
New York
$446K +$33.9K +1,138 +8%
IA
53
Insight Advisors
Pennsylvania
$442K +$6.49K +218 +2%
BFEC
54
Benjamin F. Edwards & Company
Missouri
$435K +$43.3K +1,455 +11%
SI
55
Stephens Inc
Arkansas
$427K +$420K +14,090 New
AWM
56
AE Wealth Management
Kansas
$420K +$67.4K +2,264 +20%
GSWM
57
Golden State Wealth Management
California
$409K +$402K +13,491 New
QPW
58
Quantum Private Wealth
Florida
$402K +$395K +13,281 New
RJT
59
Raymond James Trust
Florida
$381K – – –
WI
60
Wintrust Investments
Illinois
$333K +$328K +11,000 New
SPC
61
Sigma Planning Corp
Michigan
$332K +$3.16K +106 +1%
CWM
62
Cornerstone Wealth Management
Missouri
$315K +$84.1K +2,824 +37%
IP
63
Ignite Planners
California
$275K +$273K +9,165 New
Susquehanna International Group
64
Susquehanna International Group
Pennsylvania
$269K -$719K -24,137 -73%
QCIG
65
Quad-Cities Investment Group
Iowa
$268K +$263K +8,840 New
MA
66
Mutual Advisors
Nebraska
$259K +$255K +8,559 New
CBFP
67
Cedar Brook Financial Partners
Ohio
$258K +$254K +8,530 New
APA
68
American Portfolios Advisors
New York
$233K +$70.7K +2,373 +45%
LNC
69
Lincoln National Corp
Pennsylvania
$224K -$29.2K -982 -12%
GLA
70
Good Life Advisors
Pennsylvania
$221K +$217K +7,287 New
AAS
71
Ameritas Advisory Services
Nebraska
$218K +$214K +7,187 New
Rockefeller Capital Management
72
Rockefeller Capital Management
New York
$213K +$148K +4,959 +238%
OCM
73
Objective Capital Management
Ohio
$208K +$204K +6,853 New
CFCI
74
Comprehensive Financial Consultants Institutional
Indiana
$183K +$190K +6,397 New
AWM
75
Accel Wealth Management
Iowa
$121K +$58.8K +1,974 +98%
1 2
3
4

SDVY Hedge Fund Activity: Q4 2021 in Review

87 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q4 2021, worth a combined $291M — up 117% from $134M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new SDVY positions and 3 closed out — a net gain of 36 holders — while 36 added to existing stakes and 6 trimmed.

The largest buyer was LPL Financial, adding an estimated $35.3M. The largest seller was Susquehanna International Group, cutting an estimated $719K.

  • 87 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q4 2021, up from 51 in Q3 2021.
  • Funds reported $291M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q4 2021, up 117% quarter-over-quarter.
  • 39 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q4 2021 and 3 closed out, a net change of +36 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q4 2021 was LPL Financial, an estimated $35.3M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q4 2021 was Susquehanna International Group, an estimated $719K sold.

Based on aggregated 13F filings for Q4 2021.