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First Trust SMID Cap Rising Dividend Achievers ETF
SDVY

41 hedge funds and large institutions have $81.9M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2021 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 16 increasing their positions, 1 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,500% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 1

633% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 3

330% more capital invested

Capital invested by funds: $19M → $81.9M (+$62.9M)

86% more funds holding

Funds holding: 22 → 41 (+19)

16.07% more ownership

Funds ownership: 55.79% → 71.85% (+16%)

Holders
41
Holders Change
+19
Holders Change %
+86.36%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
22
Increased
16
Reduced
1
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
Stifel Financial
Missouri
+$11.6M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$8.44M
3
RA
RiverTree Advisors
Florida
+$7.19M
4
LPL Financial
LPL Financial
California
+$6.72M
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$5.47M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$1.16M
2
EIA
Eldridge Investment Advisors
New Hampshire
-$776K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$569K
4
SPIA
Steward Partners Investment Advisory
New York
-$28.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$320K +$32.6K +1,105 +11%
CCG
27
Cypress Capital Group
Florida
$314K +$319K +10,809 New
IAIM
28
International Assets Investment Management
Florida
$296K +$290K +9,839 New
AWM
29
AE Wealth Management
Kansas
$268K +$272K +9,212 New
LNC
30
Lincoln National Corp
Pennsylvania
$258K +$262K +8,872 New
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$235K +$238K +8,065 New
CFGS
32
Concourse Financial Group Securities
Alabama
$100K +$57.6K +1,952 +131%
APA
33
American Portfolios Advisors
New York
$92.4K +$93.6K +3,175 New
Rockefeller Capital Management
34
Rockefeller Capital Management
New York
$60K +$177 +6 +0.3%
AWM
35
Accel Wealth Management
Iowa
$58K +$206 +7 +0.3%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$56K +$56.9K +1,928 New
ASN
37
Advisory Services Network
Georgia
$48K +$48.6K +1,649 New
Citigroup
38
Citigroup
New York
$30K +$30.5K +1,035 New
SFPG
39
Stonebridge Financial Planning Group
Florida
$26K +$26.5K +900 New
EWM
40
Elite Wealth Management
Washington
$653 +$662K +22,447 New
Citadel Advisors
41
Citadel Advisors
Florida
– -$1.16M -40,812 Closed
EIA
42
Eldridge Investment Advisors
New Hampshire
– -$776K -27,333 Closed
SPIA
43
Steward Partners Investment Advisory
New York
– -$28.4K -1,000 Closed
1
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SDVY Hedge Fund Activity: Q2 2021 in Review

41 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q2 2021, worth a combined $81.9M — up 330% from $19M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new SDVY positions and 3 closed out — a net gain of 19 holders — while 16 added to existing stakes and 1 trimmed.

The largest buyer was Stifel Financial, adding an estimated $11.6M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.16M sold.

  • 41 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q2 2021, up from 22 in Q1 2021.
  • Funds reported $81.9M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q2 2021, up 330% quarter-over-quarter.
  • 22 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q2 2021 and 3 closed out, a net change of +19 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q2 2021 was Stifel Financial, an estimated $11.6M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q2 2021 was Citadel Advisors, an estimated $1.16M sold.

Based on aggregated 13F filings for Q2 2021.