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Schwab U.S Small- Cap ETF
SCHA

Name Holding Trade Value Shares
Change 		Change in
Stake
PMFA
201
Plante Moran Financial Advisors
Michigan
$11K – – –
RCG
202
Ruggie Capital Group
Florida
$11K +$6.11K +444 +125%
BCM
203
Brookstone Capital Management
Illinois
$10K -$5.62K -408 -34%
TSW
204
Thompson Siegel & Walmsley
Virginia
$10K – – –
TCM
205
TD Capital Management
Tennessee
$9K – – –
RWM
206
Raffa Wealth Management
District of Columbia
$8.31K +$55 +4 +0.6%
ASN
207
Advisory Services Network
Georgia
$7K – – –
RIA
208
Regal Investment Advisors
Michigan
$6K – – –
HCM
209
Horrell Capital Management
Arkansas
$6K +$4.74K +344 +269%
VIA
210
Vantage Investment Advisors
Pennsylvania
$5K – – –
SIG
211
Stanford Investment Group
California
$5K +$55 +4 +1%
JIC
212
Joel Isaacson & Co
New York
$3K +$2.86K +208 New
KCPG
213
Kavar Capital Partners Group
Kansas
$2K – – –
SIM
214
Sonora Investment Management
Arizona
$1K +$1.38K +100 New
PP
215
Pension Partners
New York
– -$5.68M -395,752 Closed
ACM
216
Avalon Capital Management
California
– -$1.39M -96,876 Closed
TH
217
Timber Hill
Connecticut
– -$431K -30,008 Closed
HIMC
218
Heritage Investors Management Corp
Maryland
– -$308K -21,444 Closed
LS
219
Lattice Strategies
Pennsylvania
– -$281K -19,560 Closed
TF
220
Trutina Financial
Washington
– -$242K -16,832 Closed
CAM
221
Cubic Asset Management
Massachusetts
– -$210K -14,600 Closed
WF
222
WealthTrust Fairport
Ohio
– -$208K -14,472 Closed
PIM
223
Penobscot Investment Management
Massachusetts
– -$207K -14,432 Closed
NFG
224
Nadler Financial Group
Illinois
– -$206K -14,304 Closed
FANJ
225
Financial Architects (New Jersey)
New Jersey
– -$157K -10,956 Closed
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