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Schwab U.S Small- Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
PMFA
226
Plante Moran Financial Advisors
Michigan
$12K – – –
WA
227
Winfield Associates
Ohio
$11K +$10.6K +800 New
TSW
228
Thompson Siegel & Walmsley
Virginia
$10K – – –
SIM
229
Sonora Investment Management
Arizona
$9.24K +$7.75K +584 +584%
TCM
230
TD Capital Management
Tennessee
$9K – – –
VIA
231
Vantage Investment Advisors
Pennsylvania
$7K – – –
HCM
232
Horrell Capital Management
Arkansas
$6K – – –
SSB
233
Sandy Spring Bank
Maryland
$5K -$7.65K -576 -60%
CAPTRUST Financial Advisors
234
CAPTRUST Financial Advisors
North Carolina
$4K -$16.5K -1,240 -81%
JP Morgan Chase
235
JP Morgan Chase
New York
$4K +$3.56K +268 New
WP
236
WealthPLAN Partners
Nebraska
$1.84K +$3.61K +272 New
DADC
237
D.A. Davidson & Co
Montana
$1K +$1.7K +128 New
Allianz Asset Management
238
Allianz Asset Management
Germany
– -$6.99M -537,544 Closed
BW
239
Bison Wealth
Georgia
– -$1.11M -85,672 Closed
AIG
240
American International Group
New York
– -$442K -33,936 Closed
PA
241
Paracle Advisors
Washington
– -$408K -31,388 Closed
Citadel Advisors
242
Citadel Advisors
Florida
– -$401K -30,788 Closed
JFG
243
JMG Financial Group
Illinois
– -$349K -26,788 Closed
TSWM
244
Triangle Securities Wealth Management
North Carolina
– -$262K -20,152 Closed
FAAS
245
First Allied Advisory Services
California
– -$249K -19,112 Closed
WJA
246
Williams Jones & Associates
New York
– -$216K -16,576 Closed
BPB
247
Badgley, Phelps & Bell
Washington
– -$210K -16,128 Closed
SA
248
Strategic Advisors
New York
– -$210K -16,124 Closed
WTB
249
Washington Trust Bank
Washington
– -$73K -5,600 Closed
Citigroup
250
Citigroup
New York
– -$16K -1,200 Closed