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ROX

Castle Brands, Inc.
ROX

Delisted

ROX was delisted on the 8th of October, 2019.

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61 hedge funds and large institutions have $13.8M invested in Castle Brands, Inc. in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less funds holding

Funds holding: 64 → 61 (-3)

12% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 17

21% less capital invested

Capital invested by funds: $17.3M → $13.8M (-$3.55M)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

Holders
61
Holders Change
-3
Holders Change %
-4.69%
% of All Funds
1.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
15
Reduced
17
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
QCMA
Quad Capital Management Advisors
New York
+$146K
2
SG Americas Securities
SG Americas Securities
New York
+$87.5K
3
State Street
State Street
Massachusetts
+$49.8K
4
FIA
FNY Investment Advisers
New York
+$48.6K
5
Charles Schwab
Charles Schwab
California
+$46.9K

Top Sellers

Rank Fund Capital Flow
1
HIC
Hartline Investment Corp
Illinois
-$407K
2
BlackRock
BlackRock
New York
-$157K
3
Morgan Stanley
Morgan Stanley
New York
-$144K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$103K
5
Creative Planning
Creative Planning
Kansas
-$45.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
BWA
51
BDO Wealth Advisors
Florida
$8K – – –
UBS Group
52
UBS Group
Switzerland
$7K -$28.6K -34,249 -78%
ARMC
53
American Research & Management Company
Massachusetts
$7K – – –
GG
54
Gofen & Glossberg
Illinois
$7K – – –
ProShare Advisors
55
ProShare Advisors
Maryland
$7K +$8.37K +10,027 New
AIP
56
Ameritas Investment Partners
Nebraska
$5K – – –
VFA
57
Valeo Financial Advisors
Indiana
$4K – – –
LTFS
58
Ladenburg Thalmann Financial Services
Florida
$3K – – –
PAM
59
Panagora Asset Management
Massachusetts
$1K -$7.7K -9,223 -89%
WAM
60
Wealthspire Advisors (Maryland)
Maryland
$1K +$1.67K +2,000 New
Susquehanna International Group
61
Susquehanna International Group
Pennsylvania
– -$103K -120,555 Closed
Bank of America
62
Bank of America
North Carolina
– -$31.9K -38,236 -98%
CC
63
Cannell & Co
New York
– -$23K -27,500 Closed
Invesco
64
Invesco
Georgia
– -$21K -24,531 Closed
NCM
65
Next Capital Management
New York
– -$14K -16,400 Closed
AI
66
Accredited Investors
Minnesota
– -$12K -13,750 Closed
JA
67
JOYN Advisors
Georgia
– -$7K -8,000 Closed
AG
68
Advisor Group
Arizona
– -$2K -2,000 Closed
Bank of Montreal
69
Bank of Montreal
Ontario, Canada
– -$1K -1,165 Closed
1 2
3

ROX Hedge Fund Activity: Q1 2019 in Review

61 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Castle Brands, Inc. (ROX) for Q1 2019, worth a combined $13.8M — down 21% from $17.3M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of ROX and 6 opened new positions — a net loss of 3 holders — while 17 trimmed existing stakes and 15 added.

The largest buyer was Quad Capital Management Advisors, opening a new position worth an estimated $146K. The largest seller was Hartline Investment Corp, cutting an estimated $407K.

  • 61 institutional investors held Castle Brands, Inc. (ROX) as of Q1 2019, down from 64 in Q4 2018.
  • Funds reported $13.8M of Castle Brands, Inc. stock for Q1 2019, down 21% quarter-over-quarter.
  • 6 funds opened new Castle Brands, Inc. positions in Q1 2019 and 9 closed out, a net change of -3 holders.
  • The largest Castle Brands, Inc. buyer in Q1 2019 was Quad Capital Management Advisors, an estimated $146K added.
  • The largest Castle Brands, Inc. seller in Q1 2019 was Hartline Investment Corp, an estimated $407K sold.

Based on aggregated 13F filings for Q1 2019.