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ROX

Castle Brands, Inc.
ROX

Delisted

ROX was delisted on the 8th of October, 2019.

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35 hedge funds and large institutions have $7.29M invested in Castle Brands, Inc. in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less funds holding

Funds holding: 37 → 35 (-2)

13% less capital invested

Capital invested by funds: $8.35M → $7.29M (-$1.05M)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

56% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 9

Holders
35
Holders Change
-2
Holders Change %
-5.41%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
4
Reduced
9
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HIC
Hartline Investment Corp
Illinois
+$49.6K
2
VKH
Virtu KCG Holdings
New York
+$22.2K
3
HighTower Advisors
HighTower Advisors
Illinois
+$12.6K
4
TRCT
Tower Research Capital (TRC)
New York
+$11.4K
5
ARMC
American Research & Management Company
Massachusetts
+$7.66K

Top Sellers

Rank Fund Capital Flow
1
CCM
Coe Capital Management
Illinois
-$513K
2
Vanguard Group
Vanguard Group
Pennsylvania
-$93K
3
Millennium Management
Millennium Management
New York
-$43.7K
4
MHP
Manatuck Hill Partners
Connecticut
-$38.3K
5
Goldman Sachs
Goldman Sachs
New York
-$36.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$13K +$12.6K +16,500 New
TRCT
27
Tower Research Capital (TRC)
New York
$12K +$11.4K +14,847 +2,605%
ISL
28
Ingalls & Snyder LLC
New York
$11K – – –
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$10K -$11.5K -15,000 -53%
AAM
30
American Asset Management
Florida
$8K -$9.2K -12,000 -55%
GG
31
Gofen & Glossberg
Illinois
$8K – – –
ARMC
32
American Research & Management Company
Massachusetts
$8K +$7.66K +10,000 New
WAM
33
Wealthspire Advisors (Maryland)
Maryland
$4K – – –
IA
34
IFP Advisors
Florida
$1K – – –
Manulife (Manufacturers Life Insurance)
35
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K – – –
CCM
36
Coe Capital Management
Illinois
– -$513K -683,499 Closed
Citadel Advisors
37
Citadel Advisors
Florida
– -$25K -28,182 Closed
DWA
38
Douglass Winthrop Advisors
New York
– -$11K -12,500 Closed
Deutsche Bank
39
Deutsche Bank
Germany
– -$10K -11,785 Closed
UBS Group
40
UBS Group
Switzerland
– -$10K -11,598 Closed
Wells Fargo
41
Wells Fargo
California
– -$4K -5,000 Closed
MFS
42
MSI Financial Services
Massachusetts
– -$1K -1,640 Closed
1
2

ROX Hedge Fund Activity: Q4 2016 in Review

35 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Castle Brands, Inc. (ROX) for Q4 2016, worth a combined $7.29M — down 13% from $8.35M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of ROX and 6 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 4 added.

The largest buyer was Hartline Investment Corp, adding an estimated $49.6K. The largest seller was Coe Capital Management, exiting entirely with an estimated $513K sold.

  • 35 institutional investors held Castle Brands, Inc. (ROX) as of Q4 2016, down from 37 in Q3 2016.
  • Funds reported $7.29M of Castle Brands, Inc. stock for Q4 2016, down 13% quarter-over-quarter.
  • 6 funds opened new Castle Brands, Inc. positions in Q4 2016 and 8 closed out, a net change of -2 holders.
  • The largest Castle Brands, Inc. buyer in Q4 2016 was Hartline Investment Corp, an estimated $49.6K added.
  • The largest Castle Brands, Inc. seller in Q4 2016 was Coe Capital Management, an estimated $513K sold.

Based on aggregated 13F filings for Q4 2016.