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ROX

Castle Brands, Inc.
ROX

Delisted

ROX was delisted on the 8th of October, 2019.

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37 hedge funds and large institutions have $8.35M invested in Castle Brands, Inc. in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 2 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 2

22% more capital invested

Capital invested by funds: $6.82M → $8.35M (+$1.52M)

10% less funds holding

Funds holding: 41 → 37 (-4)

36% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 11

Holders
37
Holders Change
-4
Holders Change %
-9.76%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
9
Reduced
2
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CCM
Coe Capital Management
Illinois
+$422K
2
MHP
Manatuck Hill Partners
Connecticut
+$346K
3
Vanguard Group
Vanguard Group
Pennsylvania
+$96.2K
4
BA
Bristlecone Advisors
Washington
+$86.5K
5
GC
Guggenheim Capital
Illinois
+$33.8K

Top Sellers

Rank Fund Capital Flow
1
PP
Paloma Partners
Connecticut
-$179K
2
Millennium Management
Millennium Management
New York
-$144K
3
CS
Credit Suisse
Switzerland
-$120K
4
AGM
Alpine Global Management
New York
-$66K
5
LP
LMR Partners
United Kingdom
-$64K
Name Holding Trade Value Shares
Change 		Change in
Stake
ISL
26
Ingalls & Snyder LLC
New York
$13K – – –
DWA
27
Douglass Winthrop Advisors
New York
$11K – – –
Deutsche Bank
28
Deutsche Bank
Germany
$10K +$2.01K +2,321 +25%
UBS Group
29
UBS Group
Switzerland
$10K +$3.81K +4,397 +61%
GG
30
Gofen & Glossberg
Illinois
$9K – – –
WAM
31
Wealthspire Advisors (Maryland)
Maryland
$5K – – –
Wells Fargo
32
Wells Fargo
California
$4K +$4.33K +5,000 New
IA
33
IFP Advisors
Florida
$1K – – –
Manulife (Manufacturers Life Insurance)
34
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K – – –
MFS
35
MSI Financial Services
Massachusetts
$1K – – –
PP
36
Paloma Partners
Connecticut
– -$179K -244,926 Closed
CS
37
Credit Suisse
Switzerland
– -$120K -163,528 Closed
AGM
38
Alpine Global Management
New York
– -$66K -90,306 Closed
LP
39
LMR Partners
United Kingdom
– -$64K -86,541 Closed
OAM
40
Oxford Asset Management
United Kingdom
– -$32K -44,004 Closed
VKH
41
Virtu KCG Holdings
New York
– -$26K -34,876 Closed
Bank of America
42
Bank of America
North Carolina
– -$18K -24,621 Closed
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
– -$15K -20,108 Closed
Squarepoint
44
Squarepoint
New York
– -$12K -16,700 Closed
Barclays
45
Barclays
United Kingdom
– -$4K -5,745 Closed
WAS
46
Winch Advisory Services
Wisconsin
– -$1K -1,000 Closed
TRCT
47
Tower Research Capital (TRC)
New York
– +$148 +171 +43%
1
2

ROX Hedge Fund Activity: Q3 2016 in Review

37 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Castle Brands, Inc. (ROX) for Q3 2016, worth a combined $8.35M — up 22% from $6.82M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of ROX and 7 opened new positions — a net loss of 4 holders — while 2 trimmed existing stakes and 9 added.

The largest buyer was Coe Capital Management, adding an estimated $422K. The largest seller was Paloma Partners, exiting entirely with an estimated $179K sold.

  • 37 institutional investors held Castle Brands, Inc. (ROX) as of Q3 2016, down from 41 in Q2 2016.
  • Funds reported $8.35M of Castle Brands, Inc. stock for Q3 2016, up 22% quarter-over-quarter.
  • 7 funds opened new Castle Brands, Inc. positions in Q3 2016 and 11 closed out, a net change of -4 holders.
  • The largest Castle Brands, Inc. buyer in Q3 2016 was Coe Capital Management, an estimated $422K added.
  • The largest Castle Brands, Inc. seller in Q3 2016 was Paloma Partners, an estimated $179K sold.

Based on aggregated 13F filings for Q3 2016.