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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$187K +$185K +18,766 New
Commonwealth Equity Services
52
Commonwealth Equity Services
Massachusetts
$179K +$26.1K +2,644 +17%
LSAG
53
Lake Street Advisors Group
New Hampshire
$165K +$2.81K +285 +2%
AF
54
Advisornet Financial
Minnesota
$147K
Millennium Management
55
Millennium Management
New York
$129K +$128K +12,933 New
GWM
56
Geneos Wealth Management
Colorado
$127K -$1.2K -121 -0.9%
DT
57
Diversified Trust
Tennessee
$122K +$2.07K +210 +2%
HighTower Advisors
58
HighTower Advisors
Illinois
$120K +$118K +11,897 New
Creative Planning
59
Creative Planning
Kansas
$118K -$11.6K -1,172 -9%
ACM
60
AlphaStar Capital Management
North Carolina
$118K -$346 -35 -0.3%
RGC
61
Roberts, Glore & Co
Illinois
$115K +$1.92K +194 +2%
QCIG
62
Quad-Cities Investment Group
Iowa
$61K +$59.6K +6,031 New
TDC
63
Thompson Davis & Co
Virginia
$49K -$9.83K -995 -17%
HDIM
64
Hanson & Doremus Investment Management
Vermont
$35K +$148 +15 +0.4%
PCG
65
Private Capital Group
Connecticut
$32K
NSIM
66
North Star Investment Management
Illinois
$30K +$306 +31 +1%
SWM
67
SeaCrest Wealth Management
New York
$17K
KTC
68
Kistler-Tiffany Companies
Pennsylvania
$8K +$128 +13 +2%
Fifth Third Bancorp
69
Fifth Third Bancorp
Ohio
$1K +$20 +2 +2%
WAM
70
Wealthspire Advisors (Maryland)
Maryland
$1K +$405 +41 +114%
CA
71
Cornerstone Advisors
North Carolina
-$3.07M -328,319 Closed
OA
72
Oxbow Advisors
Texas
-$655K -69,991 Closed
SCM
73
Saba Capital Management
New York
-$301K -32,200 Closed
SWP
74
Stratos Wealth Partners
Ohio
-$84K -8,932 Closed
ASN
75
Advisory Services Network
Georgia
-$20K -2,164 Closed