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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
AF
51
Advisornet Financial
Minnesota
$138K +$140K +14,713 New
Creative Planning
52
Creative Planning
Kansas
$121K -$353K -37,079 -74%
GWM
53
Geneos Wealth Management
Colorado
$120K +$1.6K +168 +1%
DT
54
Diversified Trust
Tennessee
$112K +$2.12K +223 +2%
ACM
55
AlphaStar Capital Management
North Carolina
$111K -$384K -40,395 -77%
RGC
56
Roberts, Glore & Co
Illinois
$106K +$10K +1,054 +10%
SWP
57
Stratos Wealth Partners
Ohio
$84K +$73.2K +7,698 +624%
TDC
58
Thompson Davis & Co
Virginia
$56K -$35.7K -3,751 -39%
HDIM
59
Hanson & Doremus Investment Management
Vermont
$32K +$162 +17 +0.5%
PCG
60
Private Capital Group
Connecticut
$31K +$1.55K +163 +5%
NSIM
61
North Star Investment Management
Illinois
$28K +$314 +33 +1%
ASN
62
Advisory Services Network
Georgia
$20K
SWM
63
SeaCrest Wealth Management
New York
$16K
KTC
64
Kistler-Tiffany Companies
Pennsylvania
$7K +$2.57K +270 +57%
Carson Wealth (CWM LLC)
65
Carson Wealth (CWM LLC)
Nebraska
$5K +$5.34K +561 New
MOS
66
MGO One Seven
Ohio
$3K -$19 -2 -0.6%
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
$1K
Bank of Nova Scotia
68
Bank of Nova Scotia
Ontario, Canada
-$866K -91,650 Closed
LCM
69
Laurion Capital Management
New York
-$500K -52,888 Closed
MC
70
Matisse Capital
Oregon
-$228K -24,198 Closed
Millennium Management
71
Millennium Management
New York
-$189K -20,030 Closed
WAM
72
Weiss Asset Management
Massachusetts
-$172K -18,239 Closed
Cambridge Investment Research Advisors
73
Cambridge Investment Research Advisors
Iowa
-$157K -16,606 Closed
MSAM
74
Moloney Securities Asset Management
Missouri
-$125K -13,236 Closed
TJHA
75
Thomas J. Herzfeld Advisors
Florida
-$45K -4,780 Closed