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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
RJT
51
Raymond James Trust
Florida
$81K
HighTower Advisors
52
HighTower Advisors
Illinois
$79K +$1.26K +173 +2%
Deutsche Bank
53
Deutsche Bank
Germany
$76K +$66.8K +9,163 +713%
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$75K +$75.9K +10,406 New
GWM
55
Geneos Wealth Management
Colorado
$56K -$102K -14,023 -65%
IA
56
IFP Advisors
Florida
$47K +$41.3K +5,665 +766%
TDC
57
Thompson Davis & Co
Virginia
$41K +$861 +118 +2%
TJHA
58
Thomas J. Herzfeld Advisors
Florida
$35K -$3.09K -424 -8%
TRCT
59
Tower Research Capital (TRC)
New York
$32K +$30K +4,111 +2,056%
HDIM
60
Hanson & Doremus Investment Management
Vermont
$24K +$124 +17 +0.5%
Bank of Montreal
61
Bank of Montreal
Ontario, Canada
$18K
Creative Planning
62
Creative Planning
Kansas
$16K -$2.59K -355 -14%
NSIM
63
North Star Investment Management
Illinois
$11K +$241 +33 +2%
BBPWM
64
Blue Bell Private Wealth Management
Pennsylvania
$5K -$16.7K -2,293 -79%
TIM
65
Tortoise Investment Management
New York
$4K +$3.65K +500 New
FANJ
66
Financial Architects (New Jersey)
New Jersey
$2K +$1.58K +217 New
WAM
67
Wolverine Asset Management
Illinois
-$2.35M -336,268 Closed
AIG
68
American International Group
New York
-$751K -107,233 Closed
First Trust Advisors
69
First Trust Advisors
Illinois
-$722K -103,092 Closed
ICM
70
Ionic Capital Management
New York
-$422K -60,215 Closed
PPA
71
Parametric Portfolio Associates
Washington
-$402K -57,483 Closed
GWI
72
Grace & White Inc
New York
-$284K -40,542 Closed
CCP
73
Clough Capital Partners
Massachusetts
-$242K -34,632 Closed
ST
74
Sentinel Trust
Texas
-$215K -30,700 Closed
BFM
75
Boothbay Fund Management
New York
-$112K -16,040 Closed