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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
51
Stifel Financial
Missouri
$84K -$3.39K -400 -4%
SWP
52
Stratos Wealth Partners
Ohio
$79K +$86.2K +10,176 New
HighTower Advisors
53
HighTower Advisors
Illinois
$78K +$86.2K +10,177 New
GWS
54
Glassman Wealth Services
Virginia
$63K
BBPWM
55
Blue Bell Private Wealth Management
Pennsylvania
$46K +$28K +3,300 +126%
TJHA
56
Thomas J. Herzfeld Advisors
Florida
$40K -$18.7K -2,211 -30%
TDC
57
Thompson Davis & Co
Virginia
$38K +$1.01K +119 +2%
Citigroup
58
Citigroup
New York
$36K -$4.97K -586 -11%
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$32K
HDIM
60
Hanson & Doremus Investment Management
Vermont
$25K +$144 +17 +0.5%
BA
61
BlackRock Advisors
Delaware
$25K +$27.8K +3,279 New
Bank of Montreal
62
Bank of Montreal
Ontario, Canada
$19K +$20.9K +2,461 New
CFN
63
Cordasco Financial Network
Florida
$16K
Creative Planning
64
Creative Planning
Kansas
$15K +$16.7K +1,972 New
CTC
65
Central Trust Company
Missouri
$8K -$23.4K -2,765 -71%
MCM
66
Manchester Capital Management
Vermont
$7K
CK
67
Carnick & Kubik
Colorado
$5.77K +$6.31K +745 New
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$4K +$4.34K +512 New
MIG
69
Mariner Investment Group
New York
-$1.54M -166,660 Closed
CRC
70
Curi RMB Capital
Illinois
-$560K -60,696 Closed
VKH
71
Virtu KCG Holdings
New York
-$144K -15,666 Closed
TRCT
72
Tower Research Capital (TRC)
New York
-$34K -3,696 Closed