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ALPS Dynamic Core Income ETF

21 hedge funds and large institutions have $40.5M invested in ALPS Dynamic Core Income ETF in 2022 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 2121 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

8.76% less ownership

Funds ownership: 108.81%100.05% (-8.8%)

46% less capital invested

Capital invested by funds: $74.7M → $40.5M (-$34.1M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

73% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 11

Holders
21
Holders Change
Holders Change %
0%
% of All Funds
0.34%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
4
Increased
3
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$10.6M -$11.2M -506,883 -51%
ECA
2
Elevated Capital Advisors
Utah
$6.67M +$721K +32,778 +12%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.49M -$8.44M -383,355 -57%
Truist Financial
4
Truist Financial
North Carolina
$4.59M -$7.58M -344,652 -62%
T
5
TRUADVICE
Florida
$2.58M -$2.44M -111,016 -49%
PFS
6
Prospera Financial Services
Texas
$2.35M -$4.69M -213,261 -67%
Jane Street
7
Jane Street
New York
$2.08M +$352K +15,996 +20%
HH
8
Hilltop Holdings
Texas
$1.98M
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$884K +$880K +39,978 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$541K -$1.14K -52 -0.2%
Koshinski Asset Management
11
Koshinski Asset Management
Illinois
$450K -$763K -34,685 -63%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$399K -$98.6K -4,480 -20%
RCM
13
Raleigh Capital Management
North Carolina
$344K -$3.46K -157 -1%
MWM
14
Maripau Wealth Management
Indiana
$260K -$1.54K -70 -0.6%
Osaic Holdings
15
Osaic Holdings
Arizona
$135K +$418 +19 +0.3%
Wells Fargo
16
Wells Fargo
California
$74.4K
UBS Group
17
UBS Group
Switzerland
$29.9K -$12K -546 -29%
CPG
18
Cornerstone Planning Group
New Jersey
$22K +$21.4K +972 New
BAM
19
Belpointe Asset Management
Nevada
$8.56K +$8.52K +387 New
NA
20
NewEdge Advisors
Louisiana
$33 +$32.8K +1,492 New
ZIG
21
Zullo Investment Group
Pennsylvania
$22
Citadel Advisors
22
Citadel Advisors
Florida
-$1.11M -51,136 Closed
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
-$433K -19,866 Closed
DC
24
Davenport & Co
Virginia
-$395K -18,155 Closed

RFCI Hedge Fund Activity: Q4 2022 in Review

21 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in ALPS Dynamic Core Income ETF (RFCI) for Q4 2022, worth a combined $40.5M — down 46% from $74.7M a quarter earlier.

Fund positioning in RFCI was balanced in Q4 2022: 4 funds opened new positions, 4 closed out, 3 added to existing stakes and 11 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $880K. The largest seller was RiverFront Investment Group, cutting an estimated $11.2M.

  • 21 institutional investors held ALPS Dynamic Core Income ETF (RFCI) as of Q4 2022, unchanged from Q3 2022.
  • Funds reported $40.5M of ALPS Dynamic Core Income ETF stock for Q4 2022, down 46% quarter-over-quarter.
  • 4 funds opened new ALPS Dynamic Core Income ETF positions in Q4 2022 and 4 closed out, a net change of 0 holders.
  • The largest ALPS Dynamic Core Income ETF buyer in Q4 2022 was Susquehanna International Group, an estimated $880K added.
  • The largest ALPS Dynamic Core Income ETF seller in Q4 2022 was RiverFront Investment Group, an estimated $11.2M sold.

Based on aggregated 13F filings for Q4 2022.