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ALPS Dynamic Core Income ETF

17 hedge funds and large institutions have $110M invested in ALPS Dynamic Core Income ETF in 2019 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.29% more ownership

Funds ownership: 84.82%86.11% (+1.3%)

4% less capital invested

Capital invested by funds: $115M → $110M (-$4.34M)

15% less funds holding

Funds holding: 2017 (-3)

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
17
Holders Change
-3
Holders Change %
-15%
% of All Funds
0.33%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
5
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$57.7M -$4.13M -163,934 -7%
Truist Financial
2
Truist Financial
North Carolina
$18.3M +$18.4M +729,729 New
RJA
3
Raymond James & Associates
Florida
$11.3M -$452K -17,947 -4%
PFS
4
Prospera Financial Services
Texas
$5.46M -$672K -26,702 -11%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$5.36M -$25.3K -1,003 -0.5%
Citadel Advisors
6
Citadel Advisors
Florida
$2.44M +$458K +18,174 +23%
ECA
7
Elevated Capital Advisors
Utah
$2.25M +$2.26M +89,845 New
Jane Street
8
Jane Street
New York
$2.15M +$1.41M +56,000 +190%
NA
9
NewEdge Advisors
Louisiana
$1.25M -$31.7K -1,260 -2%
HH
10
Hilltop Holdings
Texas
$1.14M +$79.3K +3,151 +7%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$939K -$106K -4,198 -10%
SWP
12
Stratos Wealth Partners
Ohio
$657K -$82.3K -3,270 -11%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$510K -$84.9K -3,373 -14%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$420K +$76.9K +3,053 +22%
AG
15
Advisor Group
Arizona
$240K -$3.5K -139 -1%
UBS Group
16
UBS Group
Switzerland
$29K +$21.6K +858 +286%
CIAS
17
Capital Investment Advisory Services
North Carolina
$4K
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
-$733K -29,030 Closed
RJFSA
19
Raymond James Financial Services Advisors
Florida
-$257K -10,172 Closed
TSS
20
Two Sigma Securities
New York
-$220K -8,707 Closed
Wells Fargo
21
Wells Fargo
California
-$25 -1 Closed

RFCI Hedge Fund Activity: Q4 2019 in Review

17 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ALPS Dynamic Core Income ETF (RFCI) for Q4 2019, worth a combined $110M — down 3.8% from $115M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of RFCI and 2 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 5 added.

The largest buyer was Truist Financial, opening a new position worth an estimated $18.4M. The largest seller was RiverFront Investment Group, cutting an estimated $4.13M.

  • 17 institutional investors held ALPS Dynamic Core Income ETF (RFCI) as of Q4 2019, down from 20 in Q3 2019.
  • Funds reported $110M of ALPS Dynamic Core Income ETF stock for Q4 2019, down 3.8% quarter-over-quarter.
  • 2 funds opened new ALPS Dynamic Core Income ETF positions in Q4 2019 and 4 closed out, a net change of -2 holders.
  • The largest ALPS Dynamic Core Income ETF buyer in Q4 2019 was Truist Financial, an estimated $18.4M added.
  • The largest ALPS Dynamic Core Income ETF seller in Q4 2019 was RiverFront Investment Group, an estimated $4.13M sold.

Based on aggregated 13F filings for Q4 2019.