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ALPS Dynamic Core Income ETF

20 hedge funds and large institutions have $100M invested in ALPS Dynamic Core Income ETF in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

18% more funds holding

Funds holding: 1720 (+3)

0.58% more ownership

Funds ownership: 88.89%89.47% (+0.58%)

10% less capital invested

Capital invested by funds: $112M → $100M (-$11.5M)

56% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 9

Holders
20
Holders Change
+3
Holders Change %
+17.65%
% of All Funds
0.4%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
5
Increased
4
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$55M -$2.67M -101,433 -5%
Truist Financial
2
Truist Financial
North Carolina
$15.9M -$32.2K -1,224 -0.2%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$5.99M -$94.4K -3,591 -2%
T
4
TRUADVICE
Florida
$5.88M +$5.93M +225,393 New
ECA
5
Elevated Capital Advisors
Utah
$5.56M +$132K +5,028 +2%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$2.31M +$2.33M +88,467 New
RJA
7
Raymond James & Associates
Florida
$2.17M -$8.34M -316,981 -79%
Jane Street
8
Jane Street
New York
$2.1M -$1.14M -43,183 -35%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$1.76M +$510K +19,408 +40%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.2M -$341K -12,983 -22%
SWP
11
Stratos Wealth Partners
Ohio
$611K
BFEC
12
Benjamin F. Edwards & Company
Missouri
$480K -$207K -7,859 -30%
NA
13
NewEdge Advisors
Louisiana
$331K -$60K -2,280 -15%
LPL Financial
14
LPL Financial
California
$308K +$309K +11,764 New
FTUS
15
Flow Traders U.S.
New York
$277K +$278K +10,571 New
Osaic Holdings
16
Osaic Holdings
Arizona
$184K +$14.6K +557 +9%
UBS Group
17
UBS Group
Switzerland
$50K +$47.5K +1,805 +2,006%
SFS
18
Sowell Financial Services
Arkansas
$22K
Koshinski Asset Management
19
Koshinski Asset Management
Illinois
$1.58K -$681K -25,916 -30%
PFS
20
Prospera Financial Services
Texas
-$5.2M -198,432 Closed
HH
21
Hilltop Holdings
Texas
-$627K -23,955 Closed
Wells Fargo
22
Wells Fargo
California
+$26 +1 New

RFCI Hedge Fund Activity: Q3 2020 in Review

20 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in ALPS Dynamic Core Income ETF (RFCI) for Q3 2020, worth a combined $100M — down 10% from $112M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new RFCI positions and 2 closed out — a net gain of 3 holders — while 4 added to existing stakes and 9 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $2.33M. The largest seller was Raymond James & Associates, cutting an estimated $8.34M.

  • 20 institutional investors held ALPS Dynamic Core Income ETF (RFCI) as of Q3 2020, up from 17 in Q2 2020.
  • Funds reported $100M of ALPS Dynamic Core Income ETF stock for Q3 2020, down 10% quarter-over-quarter.
  • 5 funds opened new ALPS Dynamic Core Income ETF positions in Q3 2020 and 2 closed out, a net change of +3 holders.
  • The largest ALPS Dynamic Core Income ETF buyer in Q3 2020 was Susquehanna International Group, an estimated $2.33M added.
  • The largest ALPS Dynamic Core Income ETF seller in Q3 2020 was Raymond James & Associates, an estimated $8.34M sold.

Based on aggregated 13F filings for Q3 2020.