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ALPS Dynamic Core Income ETF

20 hedge funds and large institutions have $133M invested in ALPS Dynamic Core Income ETF in 2019 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

5% more funds holding

Funds holding: 1920 (+1)

3.17% more ownership

Funds ownership: 87.49%90.66% (+3.2%)

1% more capital invested

Capital invested by funds: $132M → $133M (+$1.08M)

60% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 10

Holders
20
Holders Change
+1
Holders Change %
+5.26%
% of All Funds
0.43%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
4
Increased
4
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$65.9M +$200K +8,323 +0.3%
BTS
2
BB&T Securities
Virginia
$36.6M -$93.6K -3,890 -0.3%
RJA
3
Raymond James & Associates
Florida
$12.1M +$1.96M +81,597 +20%
ECA
4
Elevated Capital Advisors
Utah
$4.95M +$4.56M +189,331 New
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$3.72M +$3.67M +152,374 New
Jane Street
6
Jane Street
New York
$3.01M -$4.97M -206,437 -63%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.36M -$2.51M -104,433 -52%
NA
8
NewEdge Advisors
Louisiana
$1.11M -$83K -3,449 -7%
HH
9
Hilltop Holdings
Texas
$919K -$3.83K -159 -0.4%
SWP
10
Stratos Wealth Partners
Ohio
$541K +$46.7K +1,943 +10%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$341K -$61.2K -2,545 -15%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$315K -$18.3K -760 -6%
AG
13
Advisor Group
Arizona
$255K
RJFSA
14
Raymond James Financial Services Advisors
Florida
$215K -$198K -8,216 -48%
QPWM
15
Quadrant Private Wealth Management
Pennsylvania
$201K -$18.4K -766 -9%
Wells Fargo
16
Wells Fargo
California
$125K +$123K +5,100 New
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
$25K +$24.1K +1,003 New
UBS Group
18
UBS Group
Switzerland
$16K -$6.74K -280 -30%
Koshinski Asset Management
19
Koshinski Asset Management
Illinois
$4.93K +$34.2K +1,423 +0.7%
CIAS
20
Capital Investment Advisory Services
North Carolina
$4K
PFS
21
Prospera Financial Services
Texas
-$1.5M -63,252 Closed
Citadel Advisors
22
Citadel Advisors
Florida
-$360K -15,178 Closed
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
-$242K -10,210 Closed

RFCI Hedge Fund Activity: Q1 2019 in Review

20 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in ALPS Dynamic Core Income ETF (RFCI) for Q1 2019, worth a combined $133M — up 0.82% from $132M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new RFCI positions and 3 closed out — a net gain of 1 holder — while 4 added to existing stakes and 10 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $3.67M. The largest seller was Jane Street, cutting an estimated $4.97M.

  • 20 institutional investors held ALPS Dynamic Core Income ETF (RFCI) as of Q1 2019, up from 19 in Q4 2018.
  • Funds reported $133M of ALPS Dynamic Core Income ETF stock for Q1 2019, up 0.82% quarter-over-quarter.
  • 4 funds opened new ALPS Dynamic Core Income ETF positions in Q1 2019 and 3 closed out, a net change of +1 holder.
  • The largest ALPS Dynamic Core Income ETF buyer in Q1 2019 was Envestnet Asset Management, an estimated $3.67M added.
  • The largest ALPS Dynamic Core Income ETF seller in Q1 2019 was Jane Street, an estimated $4.97M sold.

Based on aggregated 13F filings for Q1 2019.