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ALPS Dynamic Core Income ETF

20 hedge funds and large institutions have $115M invested in ALPS Dynamic Core Income ETF in 2019 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

11% more funds holding

Funds holding: 1820 (+2)

2.75% less ownership

Funds ownership: 87.57%84.82% (-2.8%)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

16% less capital invested

Capital invested by funds: $137M → $115M (-$22M)

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$62.2M -$5.89M -234,358 -9%
BTS
2
BB&T Securities
Virginia
$19.6M -$16.4M -650,552 -46%
RJA
3
Raymond James & Associates
Florida
$11.8M -$1.06M -42,263 -8%
PFS
4
Prospera Financial Services
Texas
$6.17M +$42.4K +1,687 +0.7%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$5.42M +$133K +5,283 +3%
Citadel Advisors
6
Citadel Advisors
Florida
$2M +$900K +35,796 +83%
NA
7
NewEdge Advisors
Louisiana
$1.29M +$51.2K +2,037 +4%
HH
8
Hilltop Holdings
Texas
$1.06M +$128K +5,077 +14%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.05M -$302K -12,001 -22%
Jane Street
10
Jane Street
New York
$744K -$2.08M -82,790 -74%
SWP
11
Stratos Wealth Partners
Ohio
$743K +$183K +7,296 +33%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$733K +$730K +29,030 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$599K -$7.87K -313 -1%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$346K +$43.4K +1,726 +14%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$257K -$2.01K -80 -0.8%
AG
16
Advisor Group
Arizona
$245K
TSS
17
Two Sigma Securities
New York
$220K +$219K +8,707 New
UBS Group
18
UBS Group
Switzerland
$8K -$35.9K -1,426 -83%
CIAS
19
Capital Investment Advisory Services
North Carolina
$4K
QPWM
20
Quadrant Private Wealth Management
Pennsylvania
-$205K -8,211 Closed
Wells Fargo
21
Wells Fargo
California
+$25 +1 New

RFCI Hedge Fund Activity: Q3 2019 in Review

20 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ALPS Dynamic Core Income ETF (RFCI) for Q3 2019, worth a combined $115M — down 16% from $137M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new RFCI positions and 1 closed out — a net gain of 2 holders — while 7 added to existing stakes and 8 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $900K. The largest seller was BB&T Securities, cutting an estimated $16.4M.

  • 20 institutional investors held ALPS Dynamic Core Income ETF (RFCI) as of Q3 2019, up from 18 in Q2 2019.
  • Funds reported $115M of ALPS Dynamic Core Income ETF stock for Q3 2019, down 16% quarter-over-quarter.
  • 3 funds opened new ALPS Dynamic Core Income ETF positions in Q3 2019 and 1 closed out, a net change of +2 holders.
  • The largest ALPS Dynamic Core Income ETF buyer in Q3 2019 was Citadel Advisors, an estimated $900K added.
  • The largest ALPS Dynamic Core Income ETF seller in Q3 2019 was BB&T Securities, an estimated $16.4M sold.

Based on aggregated 13F filings for Q3 2019.