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ALPS Dynamic Core Income ETF

16 hedge funds and large institutions have $113M invested in ALPS Dynamic Core Income ETF in 2021 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

15.12% more ownership

Funds ownership: 92.34%107.46% (+15%)

14% more capital invested

Capital invested by funds: $99.1M → $113M (+$13.5M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

20% less funds holding

Funds holding: 2016 (-4)

80% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 5

Holders
16
Holders Change
-4
Holders Change %
-20%
% of All Funds
0.28%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
1
Increased
7
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$53.5M +$2.72M +105,867 +5%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$19.4M +$15.2M +593,429 +339%
Truist Financial
3
Truist Financial
North Carolina
$15M +$1.37M +53,310 +10%
PFS
4
Prospera Financial Services
Texas
$5.85M +$704K +27,413 +13%
ECA
5
Elevated Capital Advisors
Utah
$5.74M +$463K +18,054 +9%
T
6
TRUADVICE
Florida
$5.43M -$81.9K -3,192 -1%
RJA
7
Raymond James & Associates
Florida
$1.97M -$171K -6,650 -8%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.87M +$171K +6,675 +10%
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$1.46M -$41.1K -1,600 -3%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$792K -$58.3K -2,272 -7%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$464K +$7.44K +290 +2%
LPL Financial
12
LPL Financial
California
$401K -$62.5K -2,435 -13%
NA
13
NewEdge Advisors
Louisiana
$290K -$29.9K -1,166 -9%
OMC
14
Old Mission Capital
Illinois
$248K +$252K +9,818 New
Osaic Holdings
15
Osaic Holdings
Arizona
$151K -$13K -506 -8%
SFS
16
Sowell Financial Services
Arkansas
$22K
Jane Street
17
Jane Street
New York
-$1.89M -72,336 Closed
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
-$646K -24,679 Closed
SWP
19
Stratos Wealth Partners
Ohio
-$611K -23,337 Closed
UBS Group
20
UBS Group
Switzerland
-$77K -2,944 Closed
Wells Fargo
21
Wells Fargo
California
-$26 -1 Closed

RFCI Hedge Fund Activity: Q1 2021 in Review

16 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in ALPS Dynamic Core Income ETF (RFCI) for Q1 2021, worth a combined $113M — up 14% from $99.1M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of RFCI and 1 opened new positions — a net loss of 4 holders — while 7 trimmed existing stakes and 7 added.

The largest buyer was Envestnet Asset Management, adding an estimated $15.2M. The largest seller was Jane Street, exiting entirely with an estimated $1.89M sold.

  • 16 institutional investors held ALPS Dynamic Core Income ETF (RFCI) as of Q1 2021, down from 20 in Q4 2020.
  • Funds reported $113M of ALPS Dynamic Core Income ETF stock for Q1 2021, up 14% quarter-over-quarter.
  • 1 fund opened new ALPS Dynamic Core Income ETF positions in Q1 2021 and 5 closed out, a net change of -4 holders.
  • The largest ALPS Dynamic Core Income ETF buyer in Q1 2021 was Envestnet Asset Management, an estimated $15.2M added.
  • The largest ALPS Dynamic Core Income ETF seller in Q1 2021 was Jane Street, an estimated $1.89M sold.

Based on aggregated 13F filings for Q1 2021.