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ALPS Dynamic Core Income ETF

21 hedge funds and large institutions have $74.7M invested in ALPS Dynamic Core Income ETF in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

5% more funds holding

Funds holding: 2021 (+1)

1.87% more ownership

Funds ownership: 106.94%108.81% (+1.9%)

1% less capital invested

Capital invested by funds: $75.8M → $74.7M (-$1.11M)

50% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 10

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.36%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
2
Increased
5
Reduced
10
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$21.5M -$4.06M -179,617 -15%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$14.7M -$508K -22,476 -3%
Truist Financial
3
Truist Financial
North Carolina
$12M -$256K -11,324 -2%
PFS
4
Prospera Financial Services
Texas
$6.96M +$367K +16,244 +5%
ECA
5
Elevated Capital Advisors
Utah
$5.86M +$6.08M +268,881 New
T
6
TRUADVICE
Florida
$4.9M -$73K -3,229 -1%
HH
7
Hilltop Holdings
Texas
$1.95M
Jane Street
8
Jane Street
New York
$1.71M +$1.21M +53,394 +215%
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$1.2M -$165K -7,280 -12%
Citadel Advisors
10
Citadel Advisors
Florida
$1.11M +$138K +6,100 +14%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$534K -$7.17K -317 -1%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$490K -$5.27K -233 -1%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$433K -$510K -22,533 -53%
DC
14
Davenport & Co
Virginia
$395K -$111K -4,888 -21%
RCM
15
Raleigh Capital Management
North Carolina
$342K -$38.7K -1,712 -10%
MWM
16
Maripau Wealth Management
Indiana
$251K +$9.11K +403 +4%
Osaic Holdings
17
Osaic Holdings
Arizona
$132K
Wells Fargo
18
Wells Fargo
California
$73K
UBS Group
19
UBS Group
Switzerland
$41K +$36.1K +1,596 +525%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
-$288K -12,759 Closed
Fidelity Investments
21
Fidelity Investments
Massachusetts
+$23 +1 New

RFCI Hedge Fund Activity: Q3 2022 in Review

21 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in ALPS Dynamic Core Income ETF (RFCI) for Q3 2022, worth a combined $74.7M — down 1.5% from $75.8M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new RFCI positions and 1 closed out — a net gain of 1 holder — while 5 added to existing stakes and 10 trimmed.

The largest buyer was Jane Street, adding an estimated $1.21M. The largest seller was RiverFront Investment Group, cutting an estimated $4.06M.

  • 21 institutional investors held ALPS Dynamic Core Income ETF (RFCI) as of Q3 2022, up from 20 in Q2 2022.
  • Funds reported $74.7M of ALPS Dynamic Core Income ETF stock for Q3 2022, down 1.5% quarter-over-quarter.
  • 2 funds opened new ALPS Dynamic Core Income ETF positions in Q3 2022 and 1 closed out, a net change of +1 holder.
  • The largest ALPS Dynamic Core Income ETF buyer in Q3 2022 was Jane Street, an estimated $1.21M added.
  • The largest ALPS Dynamic Core Income ETF seller in Q3 2022 was RiverFront Investment Group, an estimated $4.06M sold.

Based on aggregated 13F filings for Q3 2022.