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ALPS Dynamic Core Income ETF

18 hedge funds and large institutions have $137M invested in ALPS Dynamic Core Income ETF in 2019 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

3% more capital invested

Capital invested by funds: $133M → $137M (+$3.76M)

3.09% less ownership

Funds ownership: 90.66%87.57% (-3.1%)

10% less funds holding

Funds holding: 2018 (-2)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
18
Holders Change
-2
Holders Change %
-10%
% of All Funds
0.39%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
2
Increased
7
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$67.3M +$32.5K +1,324 +0%
BTS
2
BB&T Securities
Virginia
$35.6M -$1.72M -70,029 -5%
RJA
3
Raymond James & Associates
Florida
$12.7M +$378K +15,408 +3%
PFS
4
Prospera Financial Services
Texas
$6.05M +$5.96M +242,563 New
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$5.22M +$1.4M +56,890 +37%
Jane Street
6
Jane Street
New York
$2.8M -$271K -11,033 -9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.34M -$1.05M -42,843 -44%
NA
8
NewEdge Advisors
Louisiana
$1.23M +$91.2K +3,715 +8%
Citadel Advisors
9
Citadel Advisors
Florida
$1.08M +$1.06M +43,316 New
HH
10
Hilltop Holdings
Texas
$923K -$15.5K -631 -2%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$599K +$247K +10,060 +72%
SWP
12
Stratos Wealth Partners
Ohio
$552K
BFEC
13
Benjamin F. Edwards & Company
Missouri
$299K -$22.4K -913 -7%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$256K +$36K +1,464 +17%
AG
15
Advisor Group
Arizona
$242K -$18.1K -736 -7%
QPWM
16
Quadrant Private Wealth Management
Pennsylvania
$205K
UBS Group
17
UBS Group
Switzerland
$43K +$26K +1,060 +159%
CIAS
18
Capital Investment Advisory Services
North Carolina
$4K
Koshinski Asset Management
19
Koshinski Asset Management
Illinois
-$4.93K -201,726 Closed
Wells Fargo
20
Wells Fargo
California
-$125K -5,100 Closed
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
-$25K -1,003 Closed

RFCI Hedge Fund Activity: Q2 2019 in Review

18 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in ALPS Dynamic Core Income ETF (RFCI) for Q2 2019, worth a combined $137M — up 2.8% from $133M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of RFCI and 2 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 7 added.

The largest buyer was Prospera Financial Services, opening a new position worth an estimated $5.96M. The largest seller was BB&T Securities, cutting an estimated $1.72M.

  • 18 institutional investors held ALPS Dynamic Core Income ETF (RFCI) as of Q2 2019, down from 20 in Q1 2019.
  • Funds reported $137M of ALPS Dynamic Core Income ETF stock for Q2 2019, up 2.8% quarter-over-quarter.
  • 2 funds opened new ALPS Dynamic Core Income ETF positions in Q2 2019 and 3 closed out, a net change of -1 holder.
  • The largest ALPS Dynamic Core Income ETF buyer in Q2 2019 was Prospera Financial Services, an estimated $5.96M added.
  • The largest ALPS Dynamic Core Income ETF seller in Q2 2019 was BB&T Securities, an estimated $1.72M sold.

Based on aggregated 13F filings for Q2 2019.