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ALPS Dynamic Core Income ETF

19 hedge funds and large institutions have $132M invested in ALPS Dynamic Core Income ETF in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

19% more funds holding

Funds holding: 1619 (+3)

12% more capital invested

Capital invested by funds: $118M → $132M (+$14M)

1.33% less ownership

Funds ownership: 88.82%87.49% (-1.3%)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

Holders
19
Holders Change
+3
Holders Change %
+18.75%
% of All Funds
0.42%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
7
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$63.8M -$298K -12,606 -0.5%
BTS
2
BB&T Securities
Virginia
$35.6M +$1.71M +72,513 +5%
RJA
3
Raymond James & Associates
Florida
$9.81M +$7.5M +317,340 +330%
Jane Street
4
Jane Street
New York
$7.82M +$7.53M +318,692 +2,886%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.77M -$1.09M -46,261 -19%
Koshinski Asset Management
6
Koshinski Asset Management
Illinois
$4.75M -$98.2K -4,159 -2%
PFS
7
Prospera Financial Services
Texas
$1.5M +$165K +7,003 +12%
HH
8
Hilltop Holdings
Texas
$896K -$48.5K -2,052 -5%
SWP
9
Stratos Wealth Partners
Ohio
$479K +$61.6K +2,608 +15%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$403K -$7.44K -315 -2%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$392K -$53.9K -2,280 -12%
Citadel Advisors
12
Citadel Advisors
Florida
$360K +$7.79K +330 +2%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$324K -$10.4K -439 -3%
AG
14
Advisor Group
Arizona
$248K -$140K -5,911 -36%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$242K +$241K +10,210 New
QPWM
16
Quadrant Private Wealth Management
Pennsylvania
$213K +$212K +8,977 New
UBS Group
17
UBS Group
Switzerland
$22K +$22.3K +946 New
CIAS
18
Capital Investment Advisory Services
North Carolina
$4K +$3.54K +150 New
NA
19
NewEdge Advisors
Louisiana
$1.16K +$123K +5,221 +12%

RFCI Hedge Fund Activity: Q4 2018 in Review

19 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in ALPS Dynamic Core Income ETF (RFCI) for Q4 2018, worth a combined $132M — up 12% from $118M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new RFCI positions and 1 closed out — a net gain of 3 holders — while 7 added to existing stakes and 8 trimmed.

The largest buyer was Jane Street, adding an estimated $7.53M. The largest seller was Royal Bank of Canada, cutting an estimated $1.09M.

  • 19 institutional investors held ALPS Dynamic Core Income ETF (RFCI) as of Q4 2018, up from 16 in Q3 2018.
  • Funds reported $132M of ALPS Dynamic Core Income ETF stock for Q4 2018, up 12% quarter-over-quarter.
  • 4 funds opened new ALPS Dynamic Core Income ETF positions in Q4 2018 and 1 closed out, a net change of +3 holders.
  • The largest ALPS Dynamic Core Income ETF buyer in Q4 2018 was Jane Street, an estimated $7.53M added.
  • The largest ALPS Dynamic Core Income ETF seller in Q4 2018 was Royal Bank of Canada, an estimated $1.09M sold.

Based on aggregated 13F filings for Q4 2018.