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ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL

115 hedge funds and large institutions have $413M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2019 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 23 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 23

117% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 12

13% more capital invested

Capital invested by funds: $366M → $413M (+$46.4M)

12% more funds holding

Funds holding: 103 → 115 (+12)

0.84% more ownership

Funds ownership: 51.57% → 52.41% (+0.84%)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
115
Holders Change
+12
Holders Change %
+11.65%
% of All Funds
2.27%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
26
Increased
56
Reduced
23
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.94M
2
Morgan Stanley
Morgan Stanley
New York
+$3.75M
3
Bank of America
Bank of America
North Carolina
+$3.36M
4
Wells Fargo
Wells Fargo
California
+$3.29M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.79M

Top Sellers

Rank Fund Capital Flow
1
FF
Fluent Financial
Texas
-$5.22M
2
AG
Advisor Group
Arizona
-$2.11M
3
IA
IFP Advisors
Florida
-$1.57M
4
CWM
Cornerstone Wealth Management
Missouri
-$1.14M
5
CAL
Capital Advisors Ltd
Ohio
-$694K
Name Holding Trade Value Shares
Change 		Change in
Stake
HIS
26
Harvest Investment Services
Illinois
$1.83M +$820K +13,901 +84%
Cetera Investment Advisers
27
Cetera Investment Advisers
Illinois
$1.8M +$49.2K +834 +3%
WS
28
Wedbush Securities
California
$1.78M +$22.1K +375 +1%
MML Investors Services
29
MML Investors Services
Massachusetts
$1.76M +$167K +2,839 +11%
IAA
30
Independent Advisor Alliance
North Carolina
$1.76M +$1.73M +29,294 New
MA
31
Mutual Advisors
Nebraska
$1.75M +$37.7K +640 +2%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$1.69M +$169K +2,862 +11%
Stifel Financial
33
Stifel Financial
Missouri
$1.66M +$483K +8,190 +42%
Truist Financial
34
Truist Financial
North Carolina
$1.64M +$1.6M +27,202 New
SMC
35
Smith, Moore & Co
Missouri
$1.59M +$91.3K +1,549 +6%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$1.37M +$185K +3,142 +16%
APA
37
American Portfolios Advisors
New York
$1.28M -$52.9K -897 -4%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$1.2M -$184K -3,116 -13%
AWM
39
AE Wealth Management
Kansas
$1.18M +$134K +2,273 +13%
SS
40
Simplicity Solutions
Minnesota
$1.15M +$133K +2,253 +13%
FAIM
41
Financial Advocates Investment Management
Washington
$1.15M +$98.8K +1,675 +10%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$1.14M +$1.11M +18,873 New
AIP
43
Ahrens Investment Partners
Louisiana
$1.13M – – –
CAL
44
Capital Advisors Ltd
Ohio
$1.11M -$694K -11,765 -39%
PCS
45
Personal CFO Solutions
New Jersey
$1.01M +$433K +7,337 +77%
DAS
46
Dynamic Advisor Solutions
Arizona
$994K -$164K -2,785 -14%
AB
47
Atlas Brown
Kentucky
$974K +$1.47K +25 +0.2%
BFEC
48
Benjamin F. Edwards & Company
Missouri
$913K +$6.49K +110 +0.7%
IAN
49
Integrated Advisors Network
Texas
$890K +$871K +14,777 New
Citigroup
50
Citigroup
New York
$865K +$13.4K +227 +2%
1
2
3 4 5

REGL Hedge Fund Activity: Q4 2019 in Review

115 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q4 2019, worth a combined $413M — up 13% from $366M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new REGL positions and 12 closed out — a net gain of 14 holders — while 56 added to existing stakes and 23 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $4.94M. The largest seller was Fluent Financial, exiting entirely with an estimated $5.22M sold.

  • 115 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q4 2019, up from 103 in Q3 2019.
  • Funds reported $413M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q4 2019, up 13% quarter-over-quarter.
  • 26 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q4 2019 and 12 closed out, a net change of +14 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q4 2019 was Royal Bank of Canada, an estimated $4.94M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q4 2019 was Fluent Financial, an estimated $5.22M sold.

Based on aggregated 13F filings for Q4 2019.