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ProShares S&P MidCap 400 Dividend Aristocrats ETF

103 hedge funds and large institutions have $366M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 57 increasing their positions, 23 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

148% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 23

12% more capital invested

Capital invested by funds: $328M → $366M (+$38.1M)

1.75% more ownership

Funds ownership: 49.82%51.57% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

3% less funds holding

Funds holding: 106103 (-3)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

Holders
103
Holders Change
-3
Holders Change %
-2.83%
% of All Funds
2.26%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
9
Increased
57
Reduced
23
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$1.7M +$63.9K +1,102 +4%
WS
27
Wedbush Securities
California
$1.7M -$21.4K -370 -1%
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$1.69M +$184K +3,183 +12%
MA
29
Mutual Advisors
Nebraska
$1.65M -$40K -690 -2%
IA
30
IFP Advisors
Florida
$1.54M +$1.55M +26,688 New
MML Investors Services
31
MML Investors Services
Massachusetts
$1.54M +$89.2K +1,539 +6%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$1.47M +$269K +4,633 +23%
SMC
33
Smith, Moore & Co
Missouri
$1.44M +$406K +7,013 +39%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$1.34M -$673K -11,606 -33%
APA
35
American Portfolios Advisors
New York
$1.29M +$126K +2,171 +11%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$1.14M +$347K +5,992 +44%
CWM
37
Cornerstone Wealth Management
Missouri
$1.14M -$44K -759 -4%
Stifel Financial
38
Stifel Financial
Missouri
$1.12M +$173K +2,977 +18%
DAS
39
Dynamic Advisor Solutions
Arizona
$1.12M -$17.4K -300 -2%
AIP
40
Ahrens Investment Partners
Louisiana
$1.09M -$17.4K -300 -2%
FAIM
41
Financial Advocates Investment Management
Washington
$1.01M -$72.1K -1,244 -7%
AWM
42
AE Wealth Management
Kansas
$1M +$36.5K +630 +4%
SS
43
Simplicity Solutions
Minnesota
$982K +$30.1K +520 +3%
HIS
44
Harvest Investment Services
Illinois
$945K +$140K +2,418 +17%
AB
45
Atlas Brown
Kentucky
$938K +$36.3K +627 +4%
BFEC
46
Benjamin F. Edwards & Company
Missouri
$874K +$806K +13,901 +1,209%
Citigroup
47
Citigroup
New York
$821K +$37.4K +645 +5%
CAN
48
Cetera Advisor Networks
California
$763K +$8.4K +145 +1%
OC
49
Oppenheimer & Co
New York
$702K -$63.4K -1,094 -8%
SWP
50
Stratos Wealth Partners
Ohio
$672K +$33.3K +574 +5%

REGL Hedge Fund Activity: Q3 2019 in Review

103 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q3 2019, worth a combined $366M — up 12% from $328M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of REGL and 9 opened new positions — a net loss of 3 holders — while 23 trimmed existing stakes and 57 added.

The largest buyer was Commonwealth Equity Services, adding an estimated $10.7M. The largest seller was Raymond James & Associates, cutting an estimated $1.51M.

  • 103 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q3 2019, down from 106 in Q2 2019.
  • Funds reported $366M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q3 2019, up 12% quarter-over-quarter.
  • 9 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q3 2019 and 12 closed out, a net change of -3 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q3 2019 was Commonwealth Equity Services, an estimated $10.7M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q3 2019 was Raymond James & Associates, an estimated $1.51M sold.

Based on aggregated 13F filings for Q3 2019.