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ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL

46 hedge funds and large institutions have $151M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 26 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

767% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 3

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

69% more capital invested

Capital invested by funds: $89.7M → $151M (+$61.6M)

21% more funds holding

Funds holding: 38 → 46 (+8)

433.46% less ownership

Funds ownership: 482.58% → 49.12% (-433%)

Holders
46
Holders Change
+8
Holders Change %
+21.05%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
26
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$29.5M
2
Wells Fargo
Wells Fargo
California
+$6.59M
3
UBS Group
UBS Group
Switzerland
+$6.28M
4
Bank of America
Bank of America
North Carolina
+$3.88M
5
WS
Wedbush Securities
California
+$2.06M

Top Sellers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$9.68M
2
CAN
Cetera Advisor Networks
California
-$473K
3
CWM
Concert Wealth Management
California
-$294K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
-$123K
5
Creative Planning
Creative Planning
Kansas
-$9K
Name Holding Trade Value Shares
Change 		Change in
Stake
MFS
26
MSI Financial Services
Massachusetts
$615K +$33K +693 +6%
CWM
27
Concert Wealth Management
California
$543K -$294K -6,167 -36%
NFG
28
Next Financial Group
Texas
$455K +$344K +7,216 +395%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$421K +$177K +3,708 +80%
PAG
30
Private Advisor Group
New Jersey
$415K +$390K +8,182 New
PAG
31
Private Advisory Group
Washington
$412K +$390K +8,175 New
BA
32
BKS Advisors
Michigan
$394K +$373K +7,824 New
IWM
33
IHT Wealth Management
Illinois
$316K +$298K +6,258 New
Baird Financial Group
34
Baird Financial Group
Wisconsin
$295K – – –
FHA
35
First Horizon Advisors
Tennessee
$286K – – –
AB
36
Atlas Brown
Kentucky
$268K – – –
SI
37
SII Investments
Wisconsin
$245K +$26.2K +550 +13%
Manulife (Manufacturers Life Insurance)
38
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$237K +$27.9K +585 +14%
ICOA
39
Investment Centers of America
North Dakota
$206K +$195K +4,097 New
IFAM
40
Institutional & Family Asset Management
Colorado
$201K +$191K +4,001 New
IA
41
IFP Advisors
Florida
$189K +$2.43K +51 +1%
CPIG
42
Chicago Partners Investment Group
Illinois
$101K – – –
WEC
43
Winslow Evans & Crocker
Massachusetts
$101K +$19.1K +400 +25%
BNP Paribas Financial Markets
44
BNP Paribas Financial Markets
France
$50.4K +$47.7K +1,000 New
FTUS
45
Flow Traders U.S.
New York
$23K +$286 +6 +1%
GWM
46
Geneos Wealth Management
Colorado
$8K – – –
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
– -$9.68M -208,147 Closed
ACM
48
Argentus Capital Management
Texas
– -$171K -3,687 Closed
Creative Planning
49
Creative Planning
Kansas
– -$9K -185 Closed
1
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REGL Hedge Fund Activity: Q4 2016 in Review

46 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q4 2016, worth a combined $151M — up 69% from $89.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new REGL positions and 3 closed out — a net gain of 8 holders — while 26 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $29.5M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $9.68M sold.

  • 46 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q4 2016, up from 38 in Q3 2016.
  • Funds reported $151M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q4 2016, up 69% quarter-over-quarter.
  • 11 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q4 2016 and 3 closed out, a net change of +8 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q4 2016 was Morgan Stanley, an estimated $29.5M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q4 2016 was Envestnet Asset Management, an estimated $9.68M sold.

Based on aggregated 13F filings for Q4 2016.