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FlexShares Ultra-Short Income Fund
RAVI

46 hedge funds and large institutions have $111M invested in FlexShares Ultra-Short Income Fund in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 22 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 14

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

22% more capital invested

Capital invested by funds: $91.6M → $111M (+$19.7M)

2% less funds holding

Funds holding: 47 → 46 (-1)

2.51% less ownership

Funds ownership: 77.41% → 74.91% (-2.5%)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
46
Holders Change
-1
Holders Change %
-2.13%
% of All Funds
0.93%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.06%
New
3
Increased
22
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Northern Trust
Northern Trust
Illinois
+$28.7M
2
Morgan Stanley
Morgan Stanley
New York
+$5.04M
3
CL
CIM LLC
New York
+$4.27M
4
UBS Group
UBS Group
Switzerland
+$4.24M
5
Jane Street
Jane Street
New York
+$3.98M

Top Sellers

Rank Fund Capital Flow
1
CAN
Cetera Advisor Networks
California
-$2.4M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.06M
3
CM
Columbus Macro
Pennsylvania
-$1.5M
4
FAAS
First Allied Advisory Services
California
-$866K
5
FTUS
Flow Traders U.S.
New York
-$594K
Name Holding Trade Value Shares
Change 		Change in
Stake
FI
26
FormulaFolio Investments
Michigan
$834K – – –
CA
27
Calton & Associates
Florida
$712K +$19.3K +253 +3%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$668K -$33.7K -442 -5%
DP
29
Denver PWM
Colorado
$620K +$133K +1,736 +27%
SF
30
Synovus Financial
Georgia
$612K -$17.9K -234 -3%
IFA
31
Interactive Financial Advisors
Illinois
$596K -$5.72K -75 -1%
LI
32
LVZ Inc
Michigan
$561K +$561K +7,345 New
BRWM
33
B. Riley Wealth Management
Tennessee
$540K +$16K +210 +3%
Truist Financial
34
Truist Financial
North Carolina
$496K +$109K +1,430 +28%
SAM
35
SignalPoint Asset Management
Missouri
$341K +$76 +1 +0%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$337K +$37.5K +491 +13%
FAM
37
Flaharty Asset Management
Florida
$308K – – –
CAN
38
Cetera Advisor Networks
California
$298K -$2.4M -31,469 -89%
1W
39
1776 Wealth
Georgia
$237K – – –
RFWA
40
RPg Family Wealth Advisory
Massachusetts
$127K +$49K +642 +63%
LFG
41
LifePlan Financial Group
Ohio
$78K – – –
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$16K – – –
CB
43
CNB Bank
Pennsylvania
$8K -$28.2K -370 -78%
SFS
44
Sowell Financial Services
Arkansas
$8K +$7.86K +103 New
CWM
45
Cedar Wealth Management
California
$6K – – –
BFEC
46
Benjamin F. Edwards & Company
Missouri
$4K – – –
FTUS
47
Flow Traders U.S.
New York
– -$594K -7,789 Closed
Neuberger Berman Group
48
Neuberger Berman Group
New York
– -$241K -3,154 Closed
PIMG
49
Patriot Investment Management Group
Tennessee
– -$7.69K -100 Closed
Wells Fargo
50
Wells Fargo
California
– -$76 -1 Closed
1
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RAVI Hedge Fund Activity: Q3 2020 in Review

46 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in FlexShares Ultra-Short Income Fund (RAVI) for Q3 2020, worth a combined $111M — up 22% from $91.6M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of RAVI and 3 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 22 added.

The largest buyer was Northern Trust, adding an estimated $28.7M. The largest seller was Cetera Advisor Networks, cutting an estimated $2.4M.

  • 46 institutional investors held FlexShares Ultra-Short Income Fund (RAVI) as of Q3 2020, down from 47 in Q2 2020.
  • Funds reported $111M of FlexShares Ultra-Short Income Fund stock for Q3 2020, up 22% quarter-over-quarter.
  • 3 funds opened new FlexShares Ultra-Short Income Fund positions in Q3 2020 and 4 closed out, a net change of -1 holder.
  • The largest FlexShares Ultra-Short Income Fund buyer in Q3 2020 was Northern Trust, an estimated $28.7M added.
  • The largest FlexShares Ultra-Short Income Fund seller in Q3 2020 was Cetera Advisor Networks, an estimated $2.4M sold.

Based on aggregated 13F filings for Q3 2020.