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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
MI
201
Markston International
New York
$3K – – –
TCOV
202
Trust Company of Vermont
Vermont
$3K – – –
WAS
203
Winch Advisory Services
Wisconsin
$3K – – –
CB
204
Community Bank
New York
$2K – – –
TDC
205
Thompson Davis & Co
Virginia
$2K – – –
LF
206
Lee Financial
Texas
$2K +$2.03K +305 New
RIA
207
RPG Investment Advisory
California
$1K -$1.52M -228,909 -100%
WF
208
WealthTrust Fairport
Ohio
$1K -$73 -11 -10%
CTC
209
Central Trust Company
Missouri
$1K – – –
NSB
210
Norway Savings Bank
Maine
$1K – – –
RFM
211
Royal Fund Management
Florida
$1K – – –
SPIA
212
Steward Partners Investment Advisory
New York
$1K +$764 +115 New
Carson Wealth (CWM LLC)
213
Carson Wealth (CWM LLC)
Nebraska
$1K +$957 +144 New
COPPSERS
214
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
– -$3.95M -602,673 Closed
PMLI
215
Penn Mutual Life Insurance
Pennsylvania
– -$2.48M -378,000 Closed
MIAN
216
Mariner Independent Advisor Network
Kansas
– -$1.47M -223,897 Closed
EMG
217
Ellington Management Group
Connecticut
– -$718K -109,600 Closed
BCM
218
Bayesian Capital Management
New York
– -$339K -51,700 Closed
KI
219
Koch Industries
Kansas
– -$335K -51,190 Closed
Jane Street
220
Jane Street
New York
– -$244K -37,304 Closed
PAG
221
Private Advisor Group
New Jersey
– -$229K -34,906 Closed
GAM
222
Gotham Asset Management
New York
– -$202K -30,909 Closed
DTL
223
Dynamic Technology Lab
Singapore
– -$185K -28,293 Closed
RhumbLine Advisers
224
RhumbLine Advisers
Massachusetts
– -$177K -27,013 Closed
CIAS
225
Capital Investment Advisory Services
North Carolina
– -$142K -21,650 Closed