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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AF
201
Allworth Financial
California
$5K
Fifth Third Bancorp
202
Fifth Third Bancorp
Ohio
$5K +$5.34K +800 New
FGAM
203
Financial Gravity Asset Management
Texas
$5K +$5.37K +804 New
CAC
204
Certified Advisory Corp
Florida
$3K -$2.97K -445 -43%
HNB
205
Huntington National Bank
Ohio
$3K
MI
206
Markston International
New York
$3K
TCOV
207
Trust Company of Vermont
Vermont
$3K
WAS
208
Winch Advisory Services
Wisconsin
$3K
FMII
209
Farmers & Merchants Investments Inc
Nebraska
$3K +$3.34K +500 New
TDC
210
Thompson Davis & Co
Virginia
$2K -$1.67K -250 -50%
CB
211
Community Bank
New York
$2K
WDL
212
Well Done LLC
Michigan
$2K +$1.67K +250 New
NSB
213
Norway Savings Bank
Maine
$1K
RFC
214
Regions Financial Corp
Alabama
$1K
RFM
215
Royal Fund Management
Florida
$1K
WF
216
WealthTrust Fairport
Ohio
$1K +$748 +112 New
CTC
217
Central Trust Company
Missouri
$1K +$1.07K +161 New
Arrowstreet Capital
218
Arrowstreet Capital
Massachusetts
-$10.8M -1,602,568 Closed
SEC
219
Seven Eight Capital
New York
-$1.66M -246,860 Closed
MSTVIM
220
Messner & Smith Theme Value Investment Management
California
-$1.02M -151,049 Closed
Group One Trading
221
Group One Trading
Illinois
-$885K -132,539 Closed
SI
222
SII Investments
Wisconsin
-$442K -65,716 Closed
EGM
223
Engineers Gate Manager
New York
-$422K -62,622 Closed
IH
224
IFC Holdings
Florida
-$215K -32,196 Closed
M&T Bank
225
M&T Bank
New York
-$202K -29,895 Closed