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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
176
Envestnet Asset Management
Illinois
$80K -$165K -18,454 -68%
ACS
177
Archford Capital Strategies
Illinois
$75K -$546K -60,930 -88%
AWM
178
AllSquare Wealth Management
New York
$63K
KTC
179
Kistler-Tiffany Companies
Pennsylvania
$63K
FANJ
180
Financial Architects (New Jersey)
New Jersey
$59K +$32.2K +3,593 +124%
ST
181
Smithfield Trust
Pennsylvania
$55K
GRP
182
Global Retirement Partners
California
$50K -$4.23K -472 -8%
PCM
183
Penserra Capital Management
California
$45K -$6.32K -705 -12%
LCM
184
Liberty Capital Management
Michigan
$44K
WB
185
Webster Bank
Connecticut
$44K
MWM
186
MinichMacGregor Wealth Management
New York
$43K -$2.34K -261 -5%
NSIM
187
North Star Investment Management
Illinois
$41K
CPIG
188
Chicago Partners Investment Group
Illinois
$35K
AIM
189
Advantage Investment Management
Iowa
$35K +$35.2K +3,924 New
Simplex Trading
190
Simplex Trading
Illinois
$33K +$25.9K +2,893 +366%
Fifth Third Bancorp
191
Fifth Third Bancorp
Ohio
$27K
JCM
192
Jacobi Capital Management
Pennsylvania
$22K
Bessemer Group
193
Bessemer Group
New Jersey
$20K +$20.2K +2,248 New
PMFA
194
Plante Moran Financial Advisors
Michigan
$18K
Northwestern Mutual Wealth Management
195
Northwestern Mutual Wealth Management
Wisconsin
$18K +$1.06K +118 +6%
PFGIA
196
Patriot Financial Group Insurance Agency
Massachusetts
$16K
SBL
197
Sargent Bickham Lagudis
Colorado
$16K
BNP Paribas Financial Markets
198
BNP Paribas Financial Markets
France
$14.4K -$52.6K -5,862 -79%
SF
199
Synovus Financial
Georgia
$14K
MI
200
Markston International
New York
$11K