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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
OC
126
Oppenheimer & Co
New York
$171K +$97.9K +17,000 +148%
DCM
127
Dudley Capital Management
Virginia
$171K -$2.3K -400 -1%
SPS
128
Susquehanna Portfolio Strategies
Pennsylvania
$167K +$161K +27,885 New
MWM
129
Modern Wealth Management
Kansas
$166K +$159K +27,639 New
XT
130
XTX Topco
Cayman Islands
$161K +$154K +26,814 New
EGA
131
Eagle Global Advisors
Texas
$155K -$10.9K -1,900 -7%
Verition Fund Management
132
Verition Fund Management
Connecticut
$155K +$83.5K +14,500 +128%
HCM
133
Highlander Capital Management
New Jersey
$147K
IA
134
Inspire Advisors
Idaho
$143K +$22.4K +3,884 +19%
IFG
135
Independent Financial Group
California
$143K
AWA
136
Arkadios Wealth Advisors
Georgia
$141K -$597K -103,732 -81%
RIA
137
Regal Investment Advisors
Michigan
$140K +$9.24K +1,605 +7%
Parallax Volatility Advisers
138
Parallax Volatility Advisers
California
$135K +$130K +22,538 New
SI
139
Stephens Inc
Arkansas
$134K +$5.76K +1,000 +5%
SWM
140
Spire Wealth Management
Virginia
$134K -$103K -17,837 -45%
SA
141
Sunesis Advisors
Kansas
$133K
ZIMP
142
Zimmermann Investment Management & Planning
Pennsylvania
$120K +$11.7K +2,024 +11%
LFAS
143
Level Four Advisory Services
Texas
$120K +$2.49K +433 +2%
DC
144
Davenport & Co
Virginia
$120K -$57.6K -10,000 -33%
SCTC
145
Sanibel Captiva Trust Company
Florida
$120K +$115K +20,000 New
SPIA
146
Steward Partners Investment Advisory
New York
$117K
NAM
147
NorthCrest Asset Manangement
Minnesota
$112K +$107K +18,632 New
WFA
148
WMG Financial Advisors
Tennessee
$108K +$103K +17,900 New
ECM
149
EMC Capital Management
Texas
$100K
Janney Montgomery Scott
150
Janney Montgomery Scott
Pennsylvania
$94K +$90K +15,633 New