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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
PWP
251
Private Wealth Partners
California
– -$112K -10,000 Closed
WA
252
Waverly Advisors
Alabama
– -$50K -4,475 Closed
FI
253
FCM Investments
Texas
– -$30K -2,722 Closed
Jones Financial Companies
254
Jones Financial Companies
Missouri
– -$23K -2,084 Closed
GGPS
255
Gary Goldberg Planning Services
New York
– -$2K -200 Closed