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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
MMPW
226
Mitchell McLeod Pugh & Williams
Alabama
– -$89K -10,628 Closed
KIA
227
KCM Investment Advisors
California
– -$87K -10,386 Closed
Envestnet Asset Management
228
Envestnet Asset Management
Illinois
– -$87K -10,314 Closed
DTL
229
Dynamic Technology Lab
Singapore
– -$85K -10,114 Closed
KCM
230
Karp Capital Management
California
– -$84K -10,000 Closed
Marshall Wace
231
Marshall Wace
United Kingdom
– -$82K -9,838 Closed
Simplex Trading
232
Simplex Trading
Illinois
– -$32.8K -3,944 Closed
CA
233
CoreCap Advisors
Michigan
– -$31K -3,683 Closed
UB
234
UMB Bank
Missouri
– -$31K -3,627 Closed
WFS
235
Widmann Financial Services
Maryland
– -$21K -2,500 Closed
CA
236
Clearstead Advisors
Ohio
– -$13K -1,500 Closed
CFB
237
Cullen/Frost Bankers
Texas
– -$4K -500 Closed
JFA
238
JNBA Financial Advisors
Minnesota
– -$3K -415 Closed
CA
239
Cornerstone Advisory
Maryland
– -$3K -400 Closed
SIS
240
Sound Income Strategies
Florida
– -$3K -400 Closed
PMFA
241
Plante Moran Financial Advisors
Michigan
– -$3K -370 Closed
ACM
242
Aquatic Capital Management
Illinois
– -$2K -200 Closed
OF
243
Outfitter Financial
Maine
– -$2K -200 Closed
GI
244
Gradient Investments
Minnesota
– -$1K -80 Closed
TFGT
245
TS Financial Group (TSFG)
Illinois
– +$33 +4 New
DFCM
246
Dark Forest Capital Management
Puerto Rico
– +$83 +10 New
HI
247
Hudock Inc
Pennsylvania
– +$433 +52 +1,040%