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Principal Exchange-Traded Funds Principal US Small-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$499M +$1.87M +37,369 +0.4%
PS
2
Principal Securities
Iowa
$67.4M +$1.75M +35,009 +3%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$64.8M +$1.36M +27,149 +2%
Wells Fargo
4
Wells Fargo
California
$19.2M +$11.4M +226,991 +158%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$11.4M +$6.14M +122,695 +126%
LC
6
Legacy CG
Texas
$10.9M -$6.19M -123,773 -37%
LPL Financial
7
LPL Financial
California
$6.01M +$615K +12,285 +12%
Morgan Stanley
8
Morgan Stanley
New York
$5.1M +$1.62M +32,391 +49%
Wealth Enhancement Advisory Services
9
Wealth Enhancement Advisory Services
Minnesota
$3M -$2.24M -44,712 -44%
SPC
10
Sigma Planning Corp
Michigan
$1.69M +$35.1K +702 +2%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.63M +$660K +13,194 +73%
AWA
12
Arete Wealth Advisors
Illinois
$1.15M +$1.11M +22,252 New
P
13
&Partners
Tennessee
$1.1M +$302K +6,029 +40%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.06M +$1.02M +20,379 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$796K +$256K +5,112 +50%
RJA
16
Raymond James & Associates
Florida
$703K +$43.9K +878 +7%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$355K +$14.1K +282 +4%
SAM
18
Smartleaf Asset Management
Massachusetts
$269K +$53.7K +1,073 +26%
Mariner
19
Mariner
Kansas
$209K +$201K +4,023 New
SPIA
20
Steward Partners Investment Advisory
New York
$205K +$198K +3,954 New
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$199K +$192K +3,827 New
UBS Group
22
UBS Group
Switzerland
$41.7K -$209K -4,175 -84%
CIAS
23
Capital Investment Advisory Services
North Carolina
$35.1K +$33.2K +664 +6,036%
CT
24
Clearstead Trust
Maine
$17.8K
IAIM
25
International Assets Investment Management
Florida
$13.9K +$33.1K +661 +2,279%