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Principal Exchange-Traded Funds Principal US Small-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$5.52M +$1.29M +45,339 +30%
Morgan Stanley
2
Morgan Stanley
New York
$2.81M -$135K -4,729 -4%
Osaic Holdings
3
Osaic Holdings
Arizona
$793K -$12.1K -425 -1%
LPL Financial
4
LPL Financial
California
$314K -$76.3K -2,673 -19%
Citadel Advisors
5
Citadel Advisors
Florida
$232K -$214K -7,495 -47%
Wells Fargo
6
Wells Fargo
California
$52K +$3.08K +108 +6%
GRP
7
Global Retirement Partners
California
$17K
UBS Group
8
UBS Group
Switzerland
$7K -$1.66K -58 -18%
TRCT
9
Tower Research Capital (TRC)
New York
$5K +$2.88K +101 +126%
PAG
10
Private Advisor Group
New Jersey
-$27K -975 Closed
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
-$5K -188 Closed