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Principal Exchange-Traded Funds Principal US Small-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$59.1M +$46.6M +1,427,479 +725%
Morgan Stanley
2
Morgan Stanley
New York
$3.31M -$299K -9,162 -9%
Osaic Holdings
3
Osaic Holdings
Arizona
$940K -$77.2K -2,363 -8%
LPL Financial
4
LPL Financial
California
$437K +$26.6K +815 +7%
Wells Fargo
5
Wells Fargo
California
$67K +$33 +1 +0.1%
GRP
6
Global Retirement Partners
California
$22K
TRCT
7
Tower Research Capital (TRC)
New York
$7K
Citadel Advisors
8
Citadel Advisors
Florida
-$232K -8,289 Closed
UBS Group
9
UBS Group
Switzerland
-$7K -257 Closed
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
+$98 +3 New