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Principal Exchange-Traded Funds Principal US Small-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$12M -$56.8M -1,351,658 -83%
Morgan Stanley
2
Morgan Stanley
New York
$3.58M -$423K -10,066 -11%
LPL Financial
3
LPL Financial
California
$525K -$5.34K -127 -1%
Ameriprise
4
Ameriprise
Minnesota
$358K +$341K +8,116 New
Wells Fargo
5
Wells Fargo
California
$81K
UBS Group
6
UBS Group
Switzerland
$62K +$58.6K +1,395 New
GRP
7
Global Retirement Partners
California
$27K
TRCT
8
Tower Research Capital (TRC)
New York
$5K -$3.23K -77 -43%
Fidelity Investments
9
Fidelity Investments
Massachusetts
$1K +$840 +20 New
Osaic Holdings
10
Osaic Holdings
Arizona
-$940K -25,888 Closed