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Principal Exchange-Traded Funds Principal US Small-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.1M -$761K -26,023 -12%
Principal Financial Group
2
Principal Financial Group
Iowa
$3.64M +$1.53M +52,435 +45%
Citadel Advisors
3
Citadel Advisors
Florida
$782K -$49.4K -1,689 -4%
Osaic Holdings
4
Osaic Holdings
Arizona
$427K +$580K +19,851 New
Jane Street
5
Jane Street
New York
$372K +$505K +17,283 New
Wells Fargo
6
Wells Fargo
California
$335K +$309K +10,565 +211%
LPL Financial
7
LPL Financial
California
$284K -$97.3K -3,329 -20%
GRP
8
Global Retirement Partners
California
$13K
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3K -$139K -4,745 -97%
TRCT
10
Tower Research Capital (TRC)
New York
$2K -$263 -9 -9%
PAG
11
Private Advisor Group
New Jersey
-$300K -9,225 Closed
PA
12
PSI Advisors
Florida
-$2K -64 Closed