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Principal Exchange-Traded Funds Principal US Small-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$4.14M -$429K -16,991 -10%
Morgan Stanley
2
Morgan Stanley
New York
$2.87M -$2.16M -85,412 -45%
Osaic Holdings
3
Osaic Holdings
Arizona
$784K +$223K +8,825 +44%
Citadel Advisors
4
Citadel Advisors
Florida
$431K -$519K -20,545 -57%
LPL Financial
5
LPL Financial
California
$379K +$17.7K +700 +5%
Wells Fargo
6
Wells Fargo
California
$47K -$349K -13,830 -89%
PAG
7
Private Advisor Group
New Jersey
$27K +$24.6K +975 New
GRP
8
Global Retirement Partners
California
$17K
UBS Group
9
UBS Group
Switzerland
$9K +$7.96K +315 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$5K +$1.34K +53 +39%
TRCT
11
Tower Research Capital (TRC)
New York
$2K -$177 -7 -8%
Jane Street
12
Jane Street
New York
-$372K -17,283 Closed