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Principal Exchange-Traded Funds Principal US Small-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$252M +$102M +2,400,415 +62%
Wells Fargo
2
Wells Fargo
California
$3.31M +$1.46M +34,373 +74%
LPL Financial
3
LPL Financial
California
$1.97M +$148K +3,477 +8%
Morgan Stanley
4
Morgan Stanley
New York
$1.87M +$46.8K +1,099 +2%
Osaic Holdings
5
Osaic Holdings
Arizona
$1.87M -$166K -3,911 -8%
MA
6
Mutual Advisors
Nebraska
$1.81M +$1.88M +44,252 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.15M +$395K +9,295 +50%
BAM
8
Belpointe Asset Management
Nevada
$588K +$612K +14,377 New
GRP
9
Global Retirement Partners
California
$24.1K
UBS Group
10
UBS Group
Switzerland
$20.2K -$79.3K -1,863 -79%
AssetMark Inc
11
AssetMark Inc
California
$3.39K +$3.53K +83 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
-$333K -7,859 Closed