Mariner’s Principal Exchange-Traded Funds Principal US Small-Cap ETF PSC Stock Holding History

Mariner’s Portfolio PSC Stock Details PSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$268K	Sell	4,677 -12	-0.3%	-$714	﹤0.01%	2962
2025 Q4	$271K	Buy	4,689 +19	+0.4%	+$1.09K	﹤0.01%	2934
2025 Q3	$266K	Sell	4,670 -15	-0.3%	-$820	﹤0.01%	2920
2025 Q2	$250K	Buy	4,685 +7	+0.1%	+$347	﹤0.01%	2874
2025 Q1	$227K	Buy	4,678 +572	+14%	+$29.4K	﹤0.01%	2889
2024 Q4	$211K	Buy	4,106 +83	+2%	+$4.41K	﹤0.01%	2963
2024 Q3	$209K	Buy	+4,023	New	+$201K	﹤0.01%	2906

Other funds holding PSC

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Mariner's PSC Position: Q1 2026 in Review

Mariner reduced its Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) stake by 0.26% in Q1 2026, selling an estimated $714 and leaving 4,677 shares worth $268K. The position accounts for ﹤0.01% of the portfolio, ranked #2962.

Mariner first reported a position in PSC in Q3 2024 and has held it in 7 quarters since. The position peaked at $271K in Q4 2025. 90 funds tracked by Wall St. Rank hold PSC as of Q1 2026.

Mariner held 4,677 shares of Principal Exchange-Traded Funds Principal US Small-Cap ETF worth $268K as of Q1 2026.
Mariner sold 12 Principal Exchange-Traded Funds Principal US Small-Cap ETF shares in Q1 2026, an estimated $714.
Principal Exchange-Traded Funds Principal US Small-Cap ETF made up ﹤0.01% of Mariner's portfolio in Q1 2026, its #2962 holding.
Mariner first reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF in Q3 2024 and has held it in 7 quarters since.
Mariner's Principal Exchange-Traded Funds Principal US Small-Cap ETF position peaked at $271K in Q4 2025.
90 funds tracked by Wall St. Rank held Principal Exchange-Traded Funds Principal US Small-Cap ETF as of Q1 2026.

Based on Mariner's 13F filing for Q1 2026, filed 13 May 2026.