Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
84 hedge funds and large institutions have $377M invested in Invesco FTSE RAFI US 1500 Small-Mid ETF in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 35 increasing their positions, 16 reducing their positions, and 2 closing their positions.
950% more first-time investments, than exits
New positions opened: 21 | Existing positions closed: 2
119% more repeat investments, than reductions
Existing positions increased: 35 | Existing positions reduced: 16
100% more funds holding in top 10
Funds holding in top 10: 4 → 8 (+4)
27% more funds holding
Funds holding: 66 → 84 (+18)
22% more capital invested
Capital invested by funds: $308M → $377M (+$68.8M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$8.65M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$6.83M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$6.77M |
| 4 |
Mariner
Overland Park,
Kansas
|
+$6.47M |
| 5 |
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minneapolis,
Minnesota
|
+$3.36M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NYLIM
New York Life Investment Management
New York
|
-$6.49M |
| 2 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$4.15M |
| 3 |
OC
Oppenheimer & Co
New York
|
-$4.03M |
| 4 |
Citigroup
New York
|
-$176K |
| 5 |
PI
Placemark Investments
Chicago,
Illinois
|
-$158K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
ASN
76
Advisory Services Network
Atlanta,
Georgia
| $29K | +$27.9K | +1,500 | New |
|
|
CFS
77
Community Financial System
Dewitt,
New York
| $29K | +$28K | +1,505 | New |
|
78
Bank of Montreal
Toronto,
Ontario, Canada
| $28K | -$29.5K | -1,585 | -53% |
|
|
CEMP
79
Compass Efficient Model Portfolios
Brentwood,
Tennessee
| $19K | -$38.7K | -2,080 | -68% |
|
|
RIA
80
Regal Investment Advisors
Kentwood,
Michigan
| $11K | – | – | – |
|
81
Creative Planning
Overland Park,
Kansas
| $10K | +$9.31K | +500 | New |
|
|
PMFA
82
Plante Moran Financial Advisors
Southfield,
Michigan
| $10K | +$9.78K | +525 | New |
|
|
FWM
83
Focused Wealth Management
Newburgh,
New York
| $8K | – | – | – |
|
|
TRCT
84
Tower Research Capital (TRC)
New York
| $4K | +$4.28K | +230 | New |
|
|
NYLIM
85
New York Life Investment Management
New York
| – | -$6.49M | -362,400 | Closed |
|
|
OC
86
Oppenheimer & Co
New York
| – | -$4.03M | -225,170 | Closed |
|
PRFZ Hedge Fund Activity: Q4 2013 in Review
84 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) for Q4 2013, worth a combined $377M — up 22% from $308M a quarter earlier.
Buyers outnumbered sellers: 21 funds opened new PRFZ positions and 2 closed out — a net gain of 19 holders — while 35 added to existing stakes and 16 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $8.65M. The largest seller was New York Life Investment Management, exiting entirely with an estimated $6.49M sold.
- 84 institutional investors held Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) as of Q4 2013, up from 66 in Q3 2013.
- Funds reported $377M of Invesco FTSE RAFI US 1500 Small-Mid ETF stock for Q4 2013, up 22% quarter-over-quarter.
- 21 funds opened new Invesco FTSE RAFI US 1500 Small-Mid ETF positions in Q4 2013 and 2 closed out, a net change of +19 holders.
- The largest Invesco FTSE RAFI US 1500 Small-Mid ETF buyer in Q4 2013 was Morgan Stanley, an estimated $8.65M added.
- The largest Invesco FTSE RAFI US 1500 Small-Mid ETF seller in Q4 2013 was New York Life Investment Management, an estimated $6.49M sold.
Based on aggregated 13F filings for Q4 2013.