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Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ

84 hedge funds and large institutions have $377M invested in Invesco FTSE RAFI US 1500 Small-Mid ETF in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 35 increasing their positions, 16 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

950% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 2

119% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 16

100% more funds holding in top 10

Funds holding in top 10: 4 → 8 (+4)

27% more funds holding

Funds holding: 66 → 84 (+18)

22% more capital invested

Capital invested by funds: $308M → $377M (+$68.8M)

Holders
84
Holders Change
+18
Holders Change %
+27.27%
% of All Funds
2.44%
Holding in Top 10
8
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+100%
% of All Funds
0.23%
New
21
Increased
35
Reduced
16
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$8.65M
2
Wells Fargo
Wells Fargo
California
+$6.83M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$6.77M
4
Mariner
Mariner
Kansas
+$6.47M
5
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$3.36M

Top Sellers

Rank Fund Capital Flow
1
NYLIM
New York Life Investment Management
New York
-$6.49M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.15M
3
OC
Oppenheimer & Co
New York
-$4.03M
4
Citigroup
Citigroup
New York
-$176K
5
PI
Placemark Investments
Illinois
-$158K
Name Holding Trade Value Shares
Change 		Change in
Stake
WG
51
Welch Group
Alabama
$407K – – –
LPT
52
Legacy Private Trust
Wisconsin
$404K – – –
HCA
53
Harbour Capital Advisors
Virginia
$400K – – –
Barclays
54
Barclays
United Kingdom
$400K +$245K +13,180 +176%
SSWM
55
Sheets Smith Wealth Management
North Carolina
$397K +$41.6K +2,235 +12%
RP
56
Reinhart Partners
Wisconsin
$349K -$9.13K -490 -3%
SWM
57
SVA Wealth Management
Wisconsin
$341K +$325K +17,460 New
BJL
58
Brighton Jones LLC
Washington
$307K +$292K +15,700 New
CFA
59
Carroll Financial Associates
North Carolina
$273K +$83.8K +4,500 +47%
FHB
60
First Hawaiian Bank
Hawaii
$265K -$40.6K -2,180 -14%
Northern Trust
61
Northern Trust
Illinois
$253K -$22.2K -1,190 -8%
1GA
62
1st Global Advisors
Texas
$222K -$2.14K -115 -1%
LNB
63
Ledyard National Bank
$215K +$90.8K +4,875 +80%
HT
64
Hefren-Tillotson
Pennsylvania
$194K +$186K +9,975 New
PTC
65
Private Trust Company
Ohio
$189K -$44.7K -2,400 -20%
GT
66
Glenmede Trust
Pennsylvania
$169K +$931 +50 +0.6%
CG
67
Colony Group
Massachusetts
$157K +$150K +8,050 New
CTC
68
Central Trust Company
Missouri
$134K +$103K +5,520 +409%
LTFS
69
Ladenburg Thalmann Financial Services
Florida
$107K -$10.5K -565 -9%
WEC
70
Winslow Evans & Crocker
Massachusetts
$94K +$89.4K +4,800 New
LGWM
71
Litman Gregory Wealth Management
California
$89K +$84.7K +4,550 New
PSI
72
Pinnacle Summer Investments
Virginia
$81K +$77.1K +4,140 New
Citigroup
73
Citigroup
New York
$74K -$176K -9,430 -71%
CAW
74
Cornerstone Advisors (Washington)
Washington
$60K – – –
NES
75
New England Securities
New York
$39K +$3.73K +200 +11%
1 2
3
4

PRFZ Hedge Fund Activity: Q4 2013 in Review

84 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) for Q4 2013, worth a combined $377M — up 22% from $308M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PRFZ positions and 2 closed out — a net gain of 19 holders — while 35 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.65M. The largest seller was New York Life Investment Management, exiting entirely with an estimated $6.49M sold.

  • 84 institutional investors held Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) as of Q4 2013, up from 66 in Q3 2013.
  • Funds reported $377M of Invesco FTSE RAFI US 1500 Small-Mid ETF stock for Q4 2013, up 22% quarter-over-quarter.
  • 21 funds opened new Invesco FTSE RAFI US 1500 Small-Mid ETF positions in Q4 2013 and 2 closed out, a net change of +19 holders.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF buyer in Q4 2013 was Morgan Stanley, an estimated $8.65M added.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF seller in Q4 2013 was New York Life Investment Management, an estimated $6.49M sold.

Based on aggregated 13F filings for Q4 2013.