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Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ

84 hedge funds and large institutions have $377M invested in Invesco FTSE RAFI US 1500 Small-Mid ETF in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 35 increasing their positions, 16 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

950% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 2

119% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 16

100% more funds holding in top 10

Funds holding in top 10: 4 → 8 (+4)

27% more funds holding

Funds holding: 66 → 84 (+18)

22% more capital invested

Capital invested by funds: $308M → $377M (+$68.8M)

Holders
84
Holders Change
+18
Holders Change %
+27.27%
% of All Funds
2.44%
Holding in Top 10
8
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+100%
% of All Funds
0.23%
New
21
Increased
35
Reduced
16
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$8.65M
2
Wells Fargo
Wells Fargo
California
+$6.83M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$6.77M
4
Mariner
Mariner
Kansas
+$6.47M
5
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$3.36M

Top Sellers

Rank Fund Capital Flow
1
NYLIM
New York Life Investment Management
New York
-$6.49M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.15M
3
OC
Oppenheimer & Co
New York
-$4.03M
4
Citigroup
Citigroup
New York
-$176K
5
PI
Placemark Investments
Illinois
-$158K
Name Holding Trade Value Shares
Change 		Change in
Stake
AFG
26
Albion Financial Group
Utah
$2.33M – – –
MFP
27
Mosaic Financial Partners
California
$2.28M -$43.4K -2,330 -2%
Envestnet Asset Management
28
Envestnet Asset Management
Illinois
$2.04M +$30.5K +1,635 +2%
PWAP
29
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$1.69M -$137K -7,375 -8%
MMLI
30
Massachusetts Mutual Life Insurance
Massachusetts
$1.48M +$1.41M +75,610 New
PAG
31
Private Advisor Group
New Jersey
$1.45M +$1.38M +73,920 New
AIA
32
Arbor Investment Advisors
North Carolina
$1.26M +$353K +18,935 +42%
PO
33
Private Ocean
California
$954K +$909K +48,785 New
PI
34
Placemark Investments
Illinois
$880K -$158K -8,495 -16%
NPC
35
National Planning Corporation
California
$845K +$809K +43,430 New
SI
36
SII Investments
Wisconsin
$799K +$761K +40,865 New
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$736K +$142K +7,635 +25%
JP Morgan Chase
38
JP Morgan Chase
New York
$732K +$698K +37,475 New
MFS
39
MSI Financial Services
Massachusetts
$703K +$263K +14,135 +65%
CA
40
Cetera Advisors
Colorado
$702K -$42.8K -2,300 -6%
Brown Advisory
41
Brown Advisory
Maryland
$632K – – –
TT
42
Tower Trust
Indiana
$622K – – –
US Bancorp
43
US Bancorp
Minnesota
$607K +$59.1K +3,175 +11%
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
$547K +$521K +27,990 New
MCC
45
Mid Continent Capital
Illinois
$523K -$2.79K -150 -0.6%
CPO
46
Cerity Partners OCIO
New York
$510K -$35.1K -1,885 -7%
CWM
47
Concert Wealth Management
California
$491K – – –
EWM
48
Evercore Wealth Management
New York
$473K – – –
CWA
49
Convergent Wealth Advisors
Maryland
$450K – – –
MHS
50
M Holdings Securities
Oregon
$428K +$408K +21,885 New
1
2
3 4

PRFZ Hedge Fund Activity: Q4 2013 in Review

84 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) for Q4 2013, worth a combined $377M — up 22% from $308M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PRFZ positions and 2 closed out — a net gain of 19 holders — while 35 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.65M. The largest seller was New York Life Investment Management, exiting entirely with an estimated $6.49M sold.

  • 84 institutional investors held Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) as of Q4 2013, up from 66 in Q3 2013.
  • Funds reported $377M of Invesco FTSE RAFI US 1500 Small-Mid ETF stock for Q4 2013, up 22% quarter-over-quarter.
  • 21 funds opened new Invesco FTSE RAFI US 1500 Small-Mid ETF positions in Q4 2013 and 2 closed out, a net change of +19 holders.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF buyer in Q4 2013 was Morgan Stanley, an estimated $8.65M added.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF seller in Q4 2013 was New York Life Investment Management, an estimated $6.49M sold.

Based on aggregated 13F filings for Q4 2013.