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Principal Spectrum Preferred Securities Active ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
76
Schnieders Capital Management
California
$690K
SAM
77
Smartleaf Asset Management
Massachusetts
$668K -$222K -11,633 -25%
CBA
78
Coastal Bridge Advisors
Connecticut
$643K +$69.9K +3,663 +12%
CCWA
79
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$611K -$335K -17,580 -35%
UB
80
UMB Bank
Missouri
$577K +$74.5K +3,907 +15%
ATC
81
Argent Trust Co
Tennessee
$546K -$21.4K -1,120 -4%
HWMO
82
Heritage Wealth Management (Ohio)
Ohio
$541K -$56.1K -2,942 -9%
AWM
83
Activest Wealth Management
Florida
$507K -$106K -5,560 -17%
DT
84
Diversified Trust
Tennessee
$477K
Cambridge Investment Research Advisors
85
Cambridge Investment Research Advisors
Iowa
$476K +$43.3K +2,269 +10%
RFA
86
Resurgent Financial Advisors
Georgia
$460K +$2.33K +122 +0.5%
SI
87
Stephens Inc
Arkansas
$407K +$39.9K +2,093 +11%
HF
88
HRT Financial
New York
$400K +$405K +21,255 New
Mercer Global Advisors
89
Mercer Global Advisors
Colorado
$385K +$194K +10,156 +98%
WA
90
Whipplewood Advisors
Colorado
$382K +$4.27K +224 +1%
XF
91
XML Financial
Maryland
$360K -$2.46K -129 -0.7%
PTP
92
Platform Technology Partners
New York
$358K
FZCM
93
Flynn Zito Capital Management
New York
$314K -$707K -37,069 -69%
MW
94
MBL Wealth
North Carolina
$311K -$114K -6,000 -27%
WC
95
Whitney & Co
New York
$311K
ASN
96
Advisory Services Network
Georgia
$293K -$63.4K -3,324 -18%
VA
97
VestGen Advisors
Illinois
$285K
MSFS
98
Main Street Financial Solutions
Pennsylvania
$269K +$48.7K +2,551 +22%
CLIP
99
Colter Lewis Investment Partners
Connecticut
$264K +$268K +14,054 New
AWM
100
Axxcess Wealth Management
California
$258K +$2.21K +116 +0.9%