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Principal Spectrum Preferred Securities Active ETF

Name Holding Trade Value Shares
Change
Change in
Stake
ARC
51
Advisor Resource Council
Texas
$233K +$243K +13,488 New
Principal Financial Group
52
Principal Financial Group
Iowa
$210K +$220K +12,193 New
First Manhattan
53
First Manhattan
New York
$207K
WC
54
Whitney & Co
New York
$200K -$51.2K -2,840 -20%
GWM
55
Greenwich Wealth Management
Connecticut
$193K +$201K +11,163 New
Carson Wealth (CWM LLC)
56
Carson Wealth (CWM LLC)
Nebraska
$163K
Rockefeller Capital Management
57
Rockefeller Capital Management
New York
$105K +$360 +20 +0.3%
CAPTRUST Financial Advisors
58
CAPTRUST Financial Advisors
North Carolina
$84K
PTC
59
Private Trust Company
Ohio
$57K +$59.4K +3,296 New
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$56K +$13.1K +728 +29%
IWP
61
IAG Wealth Partners
Wisconsin
$21K
SWM
62
SeaCrest Wealth Management
New York
$18K +$18.6K +1,035 New
GRP
63
Global Retirement Partners
California
$15K +$54 +3 +0.3%
MPWT
64
MassMutual Private Wealth & Trust
Connecticut
$13K +$13.3K +740 New
JP Morgan Chase
65
JP Morgan Chase
New York
$12K +$12.9K +715 New
CA
66
CoreCap Advisors
Michigan
$9K +$9.46K +525 New
IA
67
IFP Advisors
Florida
$1K
FHA
68
First Horizon Advisors
Tennessee
$1K +$1.14K +63 New
CIBC Private Wealth Group
69
CIBC Private Wealth Group
Georgia
-$1.34M -70,733 Closed
OMC
70
Old Mission Capital
Illinois
-$805K -42,384 Closed
RJT
71
Raymond James Trust
Florida
-$208K -10,979 Closed
BAM
72
Belpointe Asset Management
Nevada
-$202K -10,650 Closed
AWM
73
Avior Wealth Management
Nebraska
-$138K -7,277 Closed
PB
74
Pinnacle Bancorp
Nebraska
-$138K -7,277 Closed
SPIA
75
Steward Partners Investment Advisory
New York
-$47K -2,458 Closed