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PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$680K +$34.4K +2,998 +5%
SFS
27
Shaker Financial Services
Virginia
$680K +$661K +57,654 New
ZA
28
Zazove Associates
Nevada
$564K
NPC
29
National Planning Corporation
California
$444K -$2.29K -200 -0.5%
Ameriprise
30
Ameriprise
Minnesota
$416K +$22.7K +1,976 +6%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$410K +$7.03K +613 +2%
DA
32
Doliver Advisors
Texas
$336K +$327K +28,468 New
HK
33
Horizon Kinetics
New York
$327K -$237K -20,700 -43%
COLIM
34
City of London Investment Management
United Kingdom
$318K
WS
35
Wedbush Securities
California
$179K
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$174K -$10.4K -910 -6%
GWM
37
Greenwich Wealth Management
Connecticut
$172K -$21.2K -1,845 -11%
UBS Group
38
UBS Group
Switzerland
$172K +$7.29K +635 +5%
SWP
39
Stratos Wealth Partners
Ohio
$131K
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$95K
USGIU
41
U.S. Global Investors (USGI)
Texas
$94K
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$69K
IA
43
IFP Advisors
Florida
$68K
GWM
44
Geneos Wealth Management
Colorado
$44K +$20.1K +1,750 +87%
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$24K
WP
46
WealthPLAN Partners
Nebraska
$17.8K
MFS
47
MSI Financial Services
Massachusetts
$13K
WOC
48
West Oak Capital
California
$11.8K
CPIG
49
Chicago Partners Investment Group
Illinois
$10K
PCM
50
Penserra Capital Management
California
$4K +$642 +56 +20%