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PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
Horizon Kinetics
26
Horizon Kinetics
New York
$546K -$41.3K -3,700 -7%
NPC
27
National Planning Corporation
California
$442K -$37.4K -3,350 -8%
Raymond James Financial Services Advisors
28
Raymond James Financial Services Advisors
Florida
$384K +$104K +9,317 +38%
Ameriprise
29
Ameriprise
Minnesota
$375K +$20.7K +1,849 +6%
COLIM
30
City of London Investment Management
United Kingdom
$305K – – –
GWM
31
Greenwich Wealth Management
Connecticut
$185K -$2.57K -230 -1%
Ladenburg Thalmann Financial Services
32
Ladenburg Thalmann Financial Services
Florida
$177K -$19.2K -1,715 -10%
Wedbush Securities
33
Wedbush Securities
California
$171K – – –
DRW Securities
34
DRW Securities
Illinois
$165K -$373K -33,397 -70%
UBS Group
35
UBS Group
Switzerland
$157K -$648 -58 -0.4%
Stratos Wealth Partners
36
Stratos Wealth Partners
Ohio
$125K – – –
USGIU
37
U.S. Global Investors (USGI)
Texas
$92K – – –
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$91K – – –
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$66K – – –
IFP Advisors
40
IFP Advisors
Florida
$65K +$57.2K +5,119 +819%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$43K +$223 +20 +0.5%
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$23K -$16.8K -1,500 -43%
SCM
43
Southport Capital Management
Tennessee
$23K +$22.3K +2,000 New
Geneos Wealth Management
44
Geneos Wealth Management
Colorado
$22K – – –
WP
45
WealthPLAN Partners
Nebraska
$17.2K +$17K +1,525 New
MSI Financial Services
46
MSI Financial Services
Massachusetts
$12K -$5.63K -504 -31%
WOC
47
West Oak Capital
California
$11.3K +$11.2K +1,000 New
Chicago Partners Investment Group
48
Chicago Partners Investment Group
Illinois
$9K – – –
Creative Planning
49
Creative Planning
Kansas
$7K +$1.12K +100 +20%
Penserra Capital Management
50
Penserra Capital Management
California
$3K – – –