PFN

PIMCO Income Strategy Fund II
PFN

Overview Fund Activity

75 hedge funds and large institutions have $117M invested in PIMCO Income Strategy Fund II in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 26 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
75
Holders Change
+6
Holders Change %
+8.7%
% of All Funds
2.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
26
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GWM
1
Graybill Wealth Management
Illinois
$2.78M
2
U
2
UBS
Switzerland
$5.96M
3
HK
3
Horizon Kinetics
New York
$18.2M
4
Morgan Stanley
4
Morgan Stanley
New York
$3.47M
5
Goldman Sachs
5
Goldman Sachs
New York
$536K

Top Sellers

1
Invesco
1
Invesco
Georgia
$7.92M
2
SIA
2
Sit Investment Associates
Minnesota
$0
3
BRWA
3
B. Riley Wealth Advisors
Florida
$1.37M
4
RCM
4
Rivernorth Capital Management
Florida
$12.5M
5
B
5
Baird
Wisconsin
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CL
26
CSS LLC
Illinois
$539K +$15.8K +1,500 +3%
Goldman Sachs
27
Goldman Sachs
New York
$536K +$536K +50,891 New
FAAS
28
First Allied Advisory Services
California
$506K +$10.5K +1,000 +2%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$502K -$126K -11,981 -20%
SRC
30
Shufro Rose & Co
New York
$414K – – –
AQR Capital Management
31
AQR Capital Management
Connecticut
$403K +$403K +38,271 New
Creative Planning
32
Creative Planning
Kansas
$351K +$5.67K +539 +2%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$347K +$164K +15,600 +90%
IAS
34
IMA Advisory Services
Colorado
$343K -$174K -16,579 -34%
AIM
35
Allen Investment Management
New York
$328K +$328K +31,189 New
William Blair & Company
36
William Blair & Company
Illinois
$267K +$267K +25,400 New
Janney Montgomery Scott
37
Janney Montgomery Scott
Pennsylvania
$261K -$2.63K -250 -1%
PAG
38
Private Advisor Group
New Jersey
$238K – – –
MWR
39
McAdams Wright Ragen
Washington
$223K +$16.3K +1,550 +8%
MIC
40
Meridian Investment Counsel
California
$220K -$10.5K -1,000 -5%
RJFSA
41
Raymond James Financial Services Advisors
Florida
$217K -$10.5K -1,000 -5%
Stifel Financial
42
Stifel Financial
Missouri
$216K -$37.9K -3,600 -15%
US Bancorp
43
US Bancorp
Minnesota
$208K +$57K +5,400 +38%
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$207K -$5.76K -547 -3%
SB
45
Suntrust Banks
Georgia
$206K – – –
GWM
46
Greenwich Wealth Management
Connecticut
$194K +$69.4K +6,600 +56%
VKH
47
Virtu KCG Holdings
New York
$190K +$190K +17,998 New
Bank of New York Mellon
48
Bank of New York Mellon
New York
$181K +$181K +17,182 New
LTFS
49
Ladenburg Thalmann Financial Services
Florida
$174K +$53.3K +5,073 +44%
IH
50
IFC Holdings
Florida
$165K – – –
1
2
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