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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Acadian Asset Management
51
Acadian Asset Management
Massachusetts
$450K +$451K +35,117 New
Two Sigma Investments
52
Two Sigma Investments
New York
$432K +$292K +22,745 +207%
WS
53
Wedbush Securities
California
$413K -$27.3K -2,126 -6%
Aberdeen Group
54
Aberdeen Group
United Kingdom
$399K
Cambridge Investment Research Advisors
55
Cambridge Investment Research Advisors
Iowa
$366K +$9.87K +769 +3%
AWM
56
AllSquare Wealth Management
New York
$361K +$8.86K +690 +3%
Royal Bank of Canada
57
Royal Bank of Canada
Ontario, Canada
$332K -$27.8K -2,165 -8%
Mirae Asset Global Investments
58
Mirae Asset Global Investments
South Korea
$328K +$48.7K +3,796 +17%
Ameriprise
59
Ameriprise
Minnesota
$320K +$69.9K +5,446 +28%
SBIA
60
Sheaff Brock Investment Advisors
Indiana
$259K +$2.12K +165 +0.8%
Envestnet Asset Management
61
Envestnet Asset Management
Illinois
$237K +$52.6K +4,102 +29%
GAMC
62
Garner Asset Management Corp
Texas
$235K -$19.2K -1,494 -8%
Bank of Montreal
63
Bank of Montreal
Ontario, Canada
$231K +$231K +18,000 New
SWM
64
Stockman Wealth Management
Montana
$208K
LPL Financial
65
LPL Financial
California
$175K +$175K +13,629 New
Canada Life
66
Canada Life
Manitoba, Canada
$154K +$6.55K +510 +4%
FAAS
67
First Allied Advisory Services
California
$149K +$151K +11,799 New
SI
68
Stephens Inc
Arkansas
$141K
Commonwealth Equity Services
69
Commonwealth Equity Services
Massachusetts
$134K -$70.3K -5,474 -34%
FC
70
Financial Consulate
Maryland
$134K
RJFSA
71
Raymond James Financial Services Advisors
Florida
$130K
AG
72
Advisor Group
Arizona
$130K +$23.7K +1,850 +22%
ASN
73
Advisory Services Network
Georgia
$115K -$9.63K -750 -8%
NFG
74
Next Financial Group
Texas
$99K +$98.4K +7,663 New
NFH
75
NEXT Financial Holdings
Texas
$99K +$98.4K +7,663 New