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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Investments
26
Two Sigma Investments
New York
$313K -$607K -43,057 -65%
PP
27
PDT Partners
New York
$255K -$220K -15,600 -46%
Wells Fargo
28
Wells Fargo
California
$223K +$72.7K +5,161 +47%
AIG
29
American International Group
New York
$222K +$10.6K +750 +5%
AIM
30
ADAR Investment Management
New Jersey
$220K
JP Morgan Chase
31
JP Morgan Chase
New York
$214K
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$169K -$2.71K -192 -2%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$142K +$145K +10,301 New
MSE
34
MUFG Securities EMEA
United Kingdom
$77K
WRM
35
Westport Resources Management
Connecticut
$55K +$197 +14 +0.4%
Barclays
36
Barclays
United Kingdom
$34K -$34.4K -2,441 -49%
US Bancorp
37
US Bancorp
Minnesota
$28K
EWM
38
Edge Wealth Management
New York
$28K +$28.2K +2,000 New
TRCT
39
Tower Research Capital (TRC)
New York
$27K +$26K +1,847 +1,847%
NFG
40
Next Financial Group
Texas
$22K +$22.3K +1,580 New
Citigroup
41
Citigroup
New York
$12K +$7.16K +508 +135%
GT
42
Glenmede Trust
Pennsylvania
$6K
GSC
43
Ground Swell Capital
South Carolina
$6K +$958 +68 +17%
BNP Paribas Financial Markets
44
BNP Paribas Financial Markets
France
$4.01K
Northern Trust
45
Northern Trust
Illinois
-$1.65M -115,712 Closed
Deutsche Bank
46
Deutsche Bank
Germany
-$1.41M -98,813 Closed
PP
47
Paloma Partners
Connecticut
-$905K -63,325 Closed
COPPSERS
48
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
-$614K -42,944 Closed
CS
49
Credit Suisse
Switzerland
-$580K -40,619 Closed
D.E. Shaw & Co
50
D.E. Shaw & Co
New York
-$457K -32,001 Closed