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Penumbra

245 hedge funds and large institutions have $4.81B invested in Penumbra in 2020 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 90 increasing their positions, 86 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more call options, than puts

Call options by funds: $33.5M | Put options by funds: $17.2M

5% more repeat investments, than reductions

Existing positions increased: 90 | Existing positions reduced: 86

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

3% less capital invested

Capital invested by funds: $4.94B → $4.81B (-$130M)

6% less first-time investments, than exits

New positions opened: 33 | Existing positions closed: 35

1.07% less ownership

Funds ownership: 86.17%85.1% (-1.1%)

2% less funds holding

Funds holding: 251245 (-6)

Holders
245
Holders Change
-6
Holders Change %
-2.39%
% of All Funds
5.4%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
33
Increased
90
Reduced
86
Closed
35
Calls
$33.5M
Puts
$17.2M
Net Calls
+$16.3M
Net Calls Change
+$24.1M
Name Holding Trade Value Shares
Change
Change in
Stake
QI
201
QS Investors
New York
$144K
CTC
202
Central Trust Company
Missouri
$140K -$3.37K -20 -2%
DCM
203
Dupont Capital Management
Delaware
$137K +$143K +849 New
SG Americas Securities
204
SG Americas Securities
New York
$114K -$412K -2,448 -78%
PA
205
Parallel Advisors
California
$109K +$32.5K +193 +40%
PI
206
PEAK6 Investments
Illinois
$103K +$107K +637 New
NFG
207
Next Financial Group
Texas
$100K +$10.6K +63 +11%
Bank of Montreal
208
Bank of Montreal
Ontario, Canada
$92K -$541K -3,209 -85%
ST
209
Smithfield Trust
Pennsylvania
$88K +$92.2K +547 New
HPC
210
HM Payson & Co
Maine
$81K
APA
211
American Portfolios Advisors
New York
$79.1K +$5.73K +34 +7%
GAM
212
Gemmer Asset Management
California
$76K -$9.77K -58 -11%
AAM
213
Advisors Asset Management
Colorado
$68K +$9.6K +57 +16%
HS
214
Horan Securities
United States
$52K +$53.9K +320 New
PCG
215
Private Capital Group
Connecticut
$50K +$52.6K +312 New
PHK
216
Point72 Hong Kong
Hong Kong
$32K -$121K -720 -79%
AI
217
ArchPoint Investors
Florida
$32K
BG
218
Bollard Group
Massachusetts
$32K
Rockefeller Capital Management
219
Rockefeller Capital Management
New York
$24K
VAIA
220
Virtus Alternative Investment Advisers
Connecticut
$23K +$15.2K +90 +170%
US Bancorp
221
US Bancorp
Minnesota
$23K +$16.8K +100 +213%
CYG
222
Clean Yield Group
Vermont
$22K +$23.1K +137 New
SMFS
223
Squar Milner Financial Services
California
$21K +$11.5K +68 +103%
CIA
224
CSat Investment Advisory
Michigan
$20K +$3.03K +18 +17%
EWM
225
Endurance Wealth Management
Rhode Island
$16K

PEN Hedge Fund Activity: Q1 2020 in Review

245 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q1 2020, worth a combined $4.81B — down 2.6% from $4.94B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of PEN and 33 opened new positions — a net loss of 2 holders — while 86 trimmed existing stakes and 90 added.

The largest buyer was Generation Investment Management, adding an estimated $52.1M. The largest seller was PFM Health Sciences, cutting an estimated $50.6M.

  • 245 institutional investors held Penumbra (PEN) as of Q1 2020, down from 251 in Q4 2019.
  • Funds reported $4.81B of Penumbra stock for Q1 2020, down 2.6% quarter-over-quarter.
  • 33 funds opened new Penumbra positions in Q1 2020 and 35 closed out, a net change of -2 holders.
  • The largest Penumbra buyer in Q1 2020 was Generation Investment Management, an estimated $52.1M added.
  • The largest Penumbra seller in Q1 2020 was PFM Health Sciences, an estimated $50.6M sold.

Based on aggregated 13F filings for Q1 2020.