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Penumbra

200 hedge funds and large institutions have $3.78B invested in Penumbra in 2018 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 73 increasing their positions, 71 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $3.53B → $3.78B (+$248M)

3% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 71

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less funds holding

Funds holding: 202200 (-2)

3% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 35

4% less call options, than puts

Call options by funds: $17.9M | Put options by funds: $18.6M

1.25% less ownership

Funds ownership: 74.75%73.51% (-1.2%)

Holders
200
Holders Change
-2
Holders Change %
-0.99%
% of All Funds
4.57%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
34
Increased
73
Reduced
71
Closed
35
Calls
$17.9M
Puts
$18.6M
Net Calls
-$674K
Net Calls Change
+$4.33M
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
101
Citigroup
New York
$1.53M +$1.39M +9,953 +3,318%
SSA
102
Schonfeld Strategic Advisors
New York
$1.5M +$581K +4,151 +71%
MIH
103
Meitav Investment House
Israel
$1.5M +$1.4M +10,000 New
Royal Bank of Canada
104
Royal Bank of Canada
Ontario, Canada
$1.43M -$641K -4,579 -32%
VOYA Investment Management
105
VOYA Investment Management
Georgia
$1.41M -$27.6K -197 -2%
PIM
106
Partner Investment Management
California
$1.39M +$304K +2,173 +31%
DCM
107
Driehaus Capital Management
Illinois
$1.33M -$1.45M -10,331 -54%
AQR Capital Management
108
AQR Capital Management
Connecticut
$1.32M -$873K -6,234 -41%
PCM
109
Prelude Capital Management
New York
$1.31M +$838K +5,983 +215%
QT
110
Quantbot Technologies
New York
$1.31M -$52.4K -374 -4%
Man Group
111
Man Group
United Kingdom
$1.21M -$3.04M -21,698 -73%
PI
112
PEAK6 Investments
Illinois
$1.11M +$1.04M +7,397 New
Neuberger Berman Group
113
Neuberger Berman Group
New York
$1.05M +$981K +7,000 New
EIM
114
Essex Investment Management
Massachusetts
$986K
Barclays
115
Barclays
United Kingdom
$985K -$8.25M -58,933 -90%
State of Wisconsin Investment Board
116
State of Wisconsin Investment Board
Wisconsin
$879K -$14K -100 -2%
URS
117
Utah Retirement Systems
Utah
$854K
LIM
118
Leavell Investment Management
Alabama
$846K +$413K +2,950 +109%
JP Morgan Chase
119
JP Morgan Chase
New York
$828K -$9.86M -70,396 -93%
GCP
120
GSA Capital Partners
United Kingdom
$800K -$803K -5,730 -52%
CSS
121
Cubist Systematic Strategies
Connecticut
$779K -$6.63M -47,317 -90%
XK
122
Xact Kapitalforvaltning
Sweden
$727K +$42K +300 +7%
USAA
123
United Services Automobile Association
Texas
$726K
PWAG
124
Polaris Wealth Advisory Group
California
$723K +$676K +4,827 New
Public Employees Retirement Association of Colorado
125
Public Employees Retirement Association of Colorado
Colorado
$673K +$188K +1,345 +43%

PEN Hedge Fund Activity: Q3 2018 in Review

200 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2018, worth a combined $3.78B — up 7% from $3.53B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of PEN and 34 opened new positions — a net loss of 1 holder — while 71 trimmed existing stakes and 73 added.

The largest buyer was Wellington Management Group, opening a new position worth an estimated $77.5M. The largest seller was 1832 Asset Management, exiting entirely with an estimated $46.7M sold.

  • 200 institutional investors held Penumbra (PEN) as of Q3 2018, down from 202 in Q2 2018.
  • Funds reported $3.78B of Penumbra stock for Q3 2018, up 7% quarter-over-quarter.
  • 34 funds opened new Penumbra positions in Q3 2018 and 35 closed out, a net change of -1 holder.
  • The largest Penumbra buyer in Q3 2018 was Wellington Management Group, an estimated $77.5M added.
  • The largest Penumbra seller in Q3 2018 was 1832 Asset Management, an estimated $46.7M sold.

Based on aggregated 13F filings for Q3 2018.